DFX Intelligence

L•• A••• G••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)40 years in industry

L•• A••• G••••••

Advisor at L•• F•••••••• L••

MOUNT LAUREL, NJ | DELRAY BEACH, FL

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Search this name across graphsid dfx:ria:0d202475-eb63-8e58-41bd-0b4822157956

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Aug 2, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 13, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Mar 17, 2023	n/a	yes	DELRAY BEACH, FL\|MOUNT LAUREL, NJ	Current employment
K••••• A••••••• S•••••••• L••	Bd affiliated wealth	Apr 26, 2016	Mar 15, 2023	no	MOUNT LAUREL, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K••••• A••••••• S•••••••• L••	L•• F•••••••• L••	Mar 15, 2023	Mar 17, 2023	2	Firm change	Ibd to ibd
B••••• W••••• A•••••••	N•• A•••••• S•••••••• L••	Nov 16, 2017	Feb 17, 2016

Relationships

Registered with (6)

→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jan 28, 2011 to Oct 28, 2015factForm ADV
→ K••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Apr 26, 2016 to Mar 15, 2023factForm ADV
→ B••••• W••••• A•••••••Registered adviserregistration: previous registration
Aug 7, 2012 to Nov 16, 2017factForm ADV
→ N•• A•••••• S•••••••• L••Registered adviser

Dated events

Occurred
Mar 15, 2023
A•••••• firm change
L•• A••• G•••••• left K••••• A••••••• S•••••••• L•• for L•• F•••••••• L•• (registered 2023-03-17)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0d202475-eb63-8e58-41bd-0b4822157956
First observed: Aug 2, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.