RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L•• A••• G••••••
- L•• F•••••••• L•• BD affiliated currentsince Mar 17, 2023 · Delray Beach, Fl
- K••••• A••••••• S•••••••• L•• BD affiliatedApr 26, 2016 to Mar 15, 2023 · Mount Laurel, Nj
- N•• A•••••• S•••••••• L•• formerFeb 17, 2016 to Sep 22, 2016 · Mt. Laurel, Nj
- B••••• W••••• A••••••• unclassifiedAug 7, 2012 to Nov 16, 2017 · Mount Laurel, Nj
- L•• F•••••••• L•• BD affiliatedJan 28, 2011 to Oct 28, 2015 · Voorhees, Nj
- S••••••••• A•••••• A•••••••• I••• formerJan 3, 2005 to Jan 28, 2011 · Cherry Hill, Nj
- G•••••• S••••• R••••••••• P•••••••• L•• unclassifiedAug 2, 2002 to Dec 31, 2004 · Cherry Hill, Nj
- K••••• A••••••• S•••••••• L•• to L•• F•••••••• L••left Mar 15, 2023, registered Mar 17, 2023 (2 days) · Affiliated broker-dealer or bank to another
- B••••• W••••• A••••••• to N•• A•••••• S•••••••• L••left Nov 16, 2017, registered Feb 17, 2016 (-638 days) · Other
- N•• A•••••• S•••••••• L•• to K••••• A••••••• S•••••••• L••left Sep 22, 2016, registered Apr 26, 2016 (-149 days) · corporate re-registration, not a move
- L•• F•••••••• L•• to B••••• W••••• A•••••••left Oct 28, 2015, registered Aug 7, 2012 (-1177 days) · Other
- S••••••••• A•••••• A•••••••• I••• to L•• F•••••••• L••left Jan 28, 2011, registered Jan 28, 2011 (0 days) · Other
- G•••••• S••••• R••••••••• P•••••••• L•• to S••••••••• A•••••• A•••••••• I•••left Dec 31, 2004, registered Jan 3, 2005 (3 days) · Other
- L•• A••• G•••••• left K••••• A••••••• S•••••••• L•• for L•• F•••••••• L•• (registered 2023-03-17)Mar 15, 2023 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address