DFX Intelligence

G•••••• A••• K••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)11 years in industry

G•••••• A••• K••••

Advisor at H••• F•••••••• G••••• L••

MINNEAPOLIS, MN

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Search this name across graphsid dfx:ria:0d232061-0955-5e4f-b853-dc5849921131

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 20, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H••• F•••••••• G••••• L••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H••• F•••••••• G••••• L••	Institutional manager	Mar 23, 2022	n/a	yes	MINNEAPOLIS, MN	Current employment
G••••• R••••••••• P••••••• L••	Institutional manager	Mar 20, 2021	Oct 26, 2021	no	Minneapolis, MN\|SAN RAFAEL, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••••• R••••••••• P••••••• L••	H••• F•••••••• G••••• L••	Oct 26, 2021	Mar 23, 2022	148	Firm change	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
172011:306877:CA:2021-10-26	Oct 26, 2021	Mar 23, 2022	SAN RAFAEL, CA	Firm change

Relationships

Registered with (2)

→ H••• F•••••••• G••••• L••Registered adviserregistration: current employment
Mar 23, 2022 to presentfactForm ADV
→ G••••• R••••••••• P••••••• L••Registered adviserregistration: previous registration
Mar 20, 2021 to Oct 26, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0d232061-0955-5e4f-b853-dc5849921131
First observed: Mar 20, 2021
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.