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H••• F•••••••• G••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserinstitutional managerSEC registeredRAUM 1b 10b

H••• F•••••••• G••••• L••

CRD 306877

MINNEAPOLIS, MN

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Search this name across graphsid dfx:ria:a3743a7c-82f6-9103-56cb-49ab73306736

Data as of Mar 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 9
On other graphs: 1
Observed: Mar 5, 2020 to Mar 25, 2026
22 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

H••• F•••••••• G••••• L••

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: institutional managerderivedprivate_client_share=0.01 fund_share=0.0 institutional_share=0.99 related_bd=false related_bank=false bd_reps=6.0
Regulatory AUM: $7.5B••• Locked
Discretionary RAUM: $2.5B
Private client RAUM: $99.0Mderived••• Locked
Private client share: 1%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $1.9Bderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J•••• P• M••••	n/a	MINNEAPOLIS, MN	5	19	3	yes
B•••• J••••• W•••••••	n/a	MINNEAPOLIS, MN	5	15

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
E•••• M••••••• J•••	MEMBER AND CHIEF OPERATING OFFICER	B	yes	11/2020	Dec 21, 2020	May 29, 2024
H••••• J••••• C•	President	F	yes	06/2016	Dec 21, 2020	May 29, 2024

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
MIAMI BEACH	FL	United States	3	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 25, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	2	1

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$7.5B	$6.1B	22.3%	$3.2B	33.2%	12	10	3	1

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
G••••• R••••••••• P••••••• L••	3	Oct 26, 2021	Oct 18, 2023	SAN RAFAEL, CA	Team lift out	Other	1.0%

Relationships

Registered with (6)

← B•••• A••••• E••••Advisorregistration: current employment
Oct 21, 2025 to presentfactForm ADV
← G•••••• A••• K••••Advisorregistration: current employment
Mar 23, 2022 to presentfactForm ADV
← J•••• P• M••••Advisorregistration: current employment
May 28, 2021 to presentfactForm ADV
← B•••• J••••• W•••••••

Dated events

Occurred
Nov 13, 2024
Advisor changed firm
Anna Elizabeth Kraemer left H••• F•••••••• G••••• L•• for Mma Securities Llc (registered 2023-12-20)
Form ADVobserved 7 days ago
Occurred
Mar 28, 2024
Regulatory AUM changed
H••• F•••••••• G••••• L•• reported RAUM $5.1B, up 62% from $3.2B (2023-04-24 to 2024-03-28)
Form ADVobserved 7 days ago
$1.9B
Occurred
Mar 31, 2023
Regulatory AUM changed
H••• F•••••••• G••••• L•• reported RAUM $3.2B, up 71% from $1.8B (2022-11-28 to 2023-03-31)
Form ADVobserved 7 days ago
$1.3B

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a3743a7c-82f6-9103-56cb-49ab73306736
First observed: Mar 5, 2020
Last observed: Mar 25, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.