DFX Intelligence

A•••••• F•••••• P••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst19 years in industry

A•••••• F•••••• P••••••

Advisor at B••••••• C•••••• P•••••••• L••

MILTON, GA

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Search this name across graphsid dfx:ria:0d25fcd2-704a-f22c-62d1-6c3865811c68

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 1
Observed: Oct 19, 2006 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

A•••••• F•••••• P••••••

Private equity principal · key crd individual

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••••• C•••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 16, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••••• C•••••• P•••••••• L••	Independent wealth	Aug 20, 2015	n/a	yes	MILTON, GA	Current employment
W•••• F•••• A•••••••	Wirehouse	May 6, 2009	Aug 25, 2015	no	NORCROSS, GA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	B••••••• C•••••• P•••••••• L••	Aug 25, 2015	Aug 20, 2015	-5	Firm change	Wirehouse to new firm
C•••••••• G••••• M•••••• I•••	W•••• F•••• A•••••••	May 19, 2009	May 6, 2009

Team moves

••• Locked

Team	Left	Joined	From	Kind
11025:281082:GA:2015-08-25	Aug 25, 2015	Aug 20, 2015	NORCROSS, GA	Firm change

Relationships

Registered with (3)

→ B••••••• C•••••• P•••••••• L••Registered adviserregistration: current employment
Aug 20, 2015 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
May 6, 2009 to Aug 25, 2015factForm ADV
→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: previous registration
Oct 19, 2006 to May 19, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0d25fcd2-704a-f22c-62d1-6c3865811c68
First observed: Oct 19, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.