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Advisor at SEQUOIA FINANCIAL GROUP, L.L.C.
AKRON, OH | BEACHWOOD, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SEQUOIA FINANCIAL GROUP, L.L.C. | Independent wealth | Jun 1, 2018 | n/a | yes | BEACHWOOD, OH|AKRON, OH | Current employment |
| CHOREO, LLC | Independent wealth | Dec 16, 2016 | May 22, 2018 | no | CLEVELAND, OH | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Apr 19, 2007 | Nov 29, 2016 | no | CLEVELAND, OH|WEEHAWKEN, NJ|CLEVELAND, OH|BEACHWOOD, OH | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Feb 9, 2007 | Mar 22, 2007 | no | BEACHWOOD, OH | Previous registration |
| KEYBANC CAPITAL MARKETS INC. | n/a | Feb 1, 2005 | Feb 9, 2007 | no | BEACHWOOD, OH|BEACHWOOD, OH | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Aug 13, 1999 | Jul 2, 2003 | no | CLEVELAND, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CHOREO, LLC | SEQUOIA FINANCIAL GROUP, L.L.C. | May 22, 2018 | Jun 1, 2018 | 10 | Firm change | Other |
| UBS FINANCIAL SERVICES INC. | CHOREO, LLC | Nov 29, 2016 | Dec 16, 2016 | 17 | Firm change | Other |
| KEYBANC CAPITAL MARKETS INC. | UBS FINANCIAL SERVICES INC. | Feb 9, 2007 | Feb 9, 2007 | 0 | Bulk transfer | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | KEYBANC CAPITAL MARKETS INC. | Jul 2, 2003 | Feb 1, 2005 | 580 | Firm change after gap | Other |