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RIA / WealthAdvisordual registered (broker-dealer)40 years in industry

Harvey William Dash

Advisor at STATE FARM INVESTMENT MANAGEMENT CORP.

Cinnaminson Twp, NJ | Woodbury, NJ

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: Sep 20, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STATE FARM INVESTMENT MANAGEMENT CORP.
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 4, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Jun 4, 1986
First registration: Sep 20, 2002
Dual registered: yes, broker-dealer
Other names: HARVEY W DASH
IAPD individual key: 1339522

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STATE FARM INVESTMENT MANAGEMENT CORP.	Asset manager	Apr 4, 2024	n/a	yes	Cinnaminson Twp, NJ\|Woodbury, NJ	Current employment
STATE FARM INVESTMENT MANAGEMENT CORP.	Asset manager	Oct 31, 2023	Nov 21, 2023	no	Cinnaminson Twp,, NJ\|Woodbury, NJ	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	Jun 8, 2018	Oct 7, 2020	no	Warrington, PA	Previous registration
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Former SEC adviser	Jun 26, 2015	Nov 3, 2017	no	Doylestown, PA	Previous registration
INVESTMENT PROFESSIONALS, INC.	Former SEC adviser	Jul 15, 2009	Jul 14, 2015	no	LANGHOME, PA\|NEW HOPE, PA\|WAYNE, PA\|SAN ANTONIO, TX\|WARRINGTON, PA\|HAMILTON, NJ\|WYOMISSING, PA\|PHOENIXVILLE, PA\|DOYLESTOWN, PA	Previous registration
INVEST FINANCIAL CORPORATION	Former SEC adviser	Jan 14, 2008	Jul 9, 2009	no	PHILADELPHIA, PA\|LANSDALE, PA\|PHILADELPHIA, PA\|PHILADELPHIA, PA\|HATBORO, PA\|SPRINGHOUSE, PA\|LANSDALE, PA\|WARRINGTON, PA\|NEWTOWN, PA	Previous registration
TD WEALTH MANAGEMENT SERVICES INC.	n/a	Apr 10, 2006	Jan 15, 2008	no	BENSALEM, PA	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Oct 20, 2004	Apr 11, 2006	no	MORRISVILLE, PA\|MORRISVILLE, PA	Previous registration
QUICK & REILLY, INC.	n/a	Sep 20, 2002	Oct 20, 2004	no	MORRISVILLE, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PRUCO SECURITIES, LLC	STATE FARM INVESTMENT MANAGEMENT CORP.	Oct 7, 2020	Oct 31, 2023	1,119	Firm change after gap	Other
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	PRUCO SECURITIES, LLC	Nov 3, 2017	Jun 8, 2018	217	Firm change	Other
INVESTMENT PROFESSIONALS, INC.	NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Jul 14, 2015	Jun 26, 2015	-18	Firm change	Other
INVEST FINANCIAL CORPORATION	INVESTMENT PROFESSIONALS, INC.	Jul 9, 2009	Jul 15, 2009	6	Firm change	Other
TD WEALTH MANAGEMENT SERVICES INC.	INVEST FINANCIAL CORPORATION	Jan 15, 2008	Jan 14, 2008	-1	Firm change	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	TD WEALTH MANAGEMENT SERVICES INC.	Apr 11, 2006	Apr 10, 2006	-1	Firm change	Other
QUICK & REILLY, INC.	BANC OF AMERICA INVESTMENT SERVICES, INC.	Oct 20, 2004	Oct 20, 2004	0	Bulk transfer	Other

Relationships

Registered with (8)

→ STATE FARM INVESTMENT MANAGEMENT CORP.Registered adviserregistration: previous registration
Oct 31, 2023 to Nov 21, 2023factForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Jun 8, 2018 to Oct 7, 2020factForm ADV
→ NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)Registered adviserregistration: previous registration
Jun 26, 2015 to Nov 3, 2017factForm ADV
→ INVESTMENT PROFESSIONALS, INC.Registered adviserregistration: previous registration
Jul 15, 2009 to Jul 14, 2015factForm ADV
→ INVEST FINANCIAL CORPORATIONRegistered adviserregistration: previous registration
Jan 14, 2008 to Jul 9, 2009factForm ADV
→ TD WEALTH MANAGEMENT SERVICES INC.Registered adviserregistration: previous registration
Apr 10, 2006 to Jan 15, 2008factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Oct 20, 2004 to Apr 11, 2006factForm ADV
→ QUICK & REILLY, INC.Registered adviserregistration: previous registration
Sep 20, 2002 to Oct 20, 2004factForm ADV

Dated events

No dated event names this entity yet.