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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)20 years in industry

GEOFFREY GORDON GLAZIER

Advisor at MARINER

WEST CHESTER, OH

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Search this name across graphsid dfx:ria:0d3e2f81-554c-72e3-2260-1eaea5c6cdc0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jun 13, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MARINER
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 28, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66|S63
First exam: Jul 28, 2006
First registration: Jun 13, 2008
Dual registered: yes, broker-dealer
Other names: GEOFF GLAZIER
IAPD individual key: 5151202

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Mariner	Bd affiliated wealth	Oct 1, 2021	n/a	yes	WEST CHESTER, OH	Current employment
PINNACLE WEALTH MANAGEMENT, INC.	Former SEC adviser	Jul 16, 2012	Dec 23, 2021	no	WEST CHESTER, OH	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Aug 21, 2009	Sep 28, 2012	no	CINCINNATI, OH	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	May 5, 2009	Jul 13, 2009	no	CALIFORNIA, KY\|CINCINNATI, OH\|CINCINNATI, OH	Previous registration
CROWN CAPITAL SECURITIES, L.P.	Former SEC adviser	Apr 2, 2009	May 29, 2009	no	CINCINNATI, OH	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Jun 13, 2008	Feb 20, 2009	no	CINCINNATI, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PINNACLE WEALTH MANAGEMENT, INC.	Mariner	Dec 23, 2021	Oct 1, 2021	-83	Firm change after gap	RIA to ibd
SECURITIES AMERICA ADVISORS, INC.	PINNACLE WEALTH MANAGEMENT, INC.	Sep 28, 2012	Jul 16, 2012	-74	Firm change after gap	Other
LPL FINANCIAL LLC	SECURITIES AMERICA ADVISORS, INC.	Jul 13, 2009	Aug 21, 2009	39	Firm change	Other
CROWN CAPITAL SECURITIES, L.P.	LPL FINANCIAL LLC	May 29, 2009	May 5, 2009	-24	Firm change	Other
STRATEGIC ADVISERS LLC	CROWN CAPITAL SECURITIES, L.P.	Feb 20, 2009	Apr 2, 2009	41	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
121065:140195:OH:2021-12-23	Dec 23, 2021	Oct 1, 2021	WEST CHESTER, OH	Firm change after gap

Relationships

Registered with (6)

→ MARINERRegistered adviserregistration: current employment
Oct 1, 2021 to presentfactForm ADV
→ PINNACLE WEALTH MANAGEMENT, INC.Registered adviserregistration: previous registration
Jul 16, 2012 to Dec 23, 2021factForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Aug 21, 2009 to Sep 28, 2012factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
May 5, 2009 to Jul 13, 2009factForm ADV
→ CROWN CAPITAL SECURITIES, L.P.Registered adviserregistration: previous registration
Apr 2, 2009 to May 29, 2009factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Jun 13, 2008 to Feb 20, 2009factForm ADV

Dated events

No dated event names this entity yet.