DFX Intelligence

B•••••• J••• W•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor24 years in industry

B•••••• J••• W•••••••

Advisor at N•••••••• • A••••••••• I••

RENO, NV | NEW YORK, NY

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Search this name across graphsid dfx:ria:0d43ae1f-482c-7dc7-6278-ddbf0fbaabdf

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 25, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••••• • A••••••••• I••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 25, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••••• • A••••••••• I••	Independent wealth	Jun 2, 2015	n/a	yes	NEW YORK, NY\|RENO, NV	Current employment
C••••• S••••• S••••••••• •••• L••	Former SEC adviser	Jan 17, 2003	May 8, 2009	no	NEW YORK, NY\|NEW YORK, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• S••••• S••••••••• •••• L••	N•••••••• • A••••••••• I••	May 8, 2009	Jun 2, 2015	2,216	Firm change after gap	Other
P••••••• L••	C••••• S••••• S••••••••• •••• L••	Jan 17, 2003	Jan 17, 2003

Relationships

Registered with (3)

→ N•••••••• • A••••••••• I••Registered adviserregistration: current employment
Jun 2, 2015 to presentfactForm ADV
→ C••••• S••••• S••••••••• •••• L••Registered adviserregistration: previous registration
Jan 17, 2003 to May 8, 2009factForm ADV
→ P••••••• L••Registered adviserregistration: previous registration
Jul 25, 2002 to Jan 17, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0d43ae1f-482c-7dc7-6278-ddbf0fbaabdf
First observed: Jul 25, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.