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Reading the graph
Advisor at CAPITOL SECURITIES MANAGEMENT, INC.
TAMPA, FL | Boston, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAPITOL SECURITIES MANAGEMENT, INC. | Independent wealth | Jan 11, 2016 | n/a | yes | Boston, MA|TAMPA, FL | Current employment |
| TIER ONE PARTNERS, INC. | n/a | Jan 30, 2003 | Jul 25, 2008 | no | BELLEAIRE BEACH, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TIER ONE PARTNERS, INC. | CAPITOL SECURITIES MANAGEMENT, INC. | Jul 25, 2008 | Jan 11, 2016 | 2,726 | Firm change after gap | Other |