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L••• E• S•••• R•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor14 years in industry

L••• E• S•••• R•••

Advisor at F•••• F•••••••• C•••••••••

PASADENA, CA

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Search this name across graphsid dfx:ria:0d544bf1-4a45-c1e5-236a-92f8b4e8ac90

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Nov 11, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• F•••••••• C•••••••••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• F•••••••• C•••••••••	State registered	Aug 7, 2024	n/a	yes	PASADENA, CA	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Nov 11, 2022	Jun 3, 2024	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	F•••• F•••••••• C•••••••••	Jun 3, 2024	Aug 7, 2024	65	Firm change	Wirehouse to state RIA

Relationships

Registered with (2)

→ F•••• F•••••••• C•••••••••Registered adviserregistration: current employment
Aug 7, 2024 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Nov 11, 2022 to Jun 3, 2024factForm ADV

Dated events

Occurred
Jun 3, 2024
Advisor changed firm
L••• E• S•••• R••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for F•••• F•••••••• C••••••••• (registered 2024-08-07)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0d544bf1-4a45-c1e5-236a-92f8b4e8ac90
First observed: Nov 11, 2022
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.