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RIA / WealthAdvisor47 years in industry

MARK JOSEPH ROBLES

Advisor at ALTA PACIFIC WEALTH MANAGEMENT LLC

MISSION VIEJO, CA

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Search this name across graphsid dfx:ria:0d65ed3e-fd86-7b4f-7544-e0af58311f9d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jul 8, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ALTA PACIFIC WEALTH MANAGEMENT LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 25, 1979earliest registration or exam on IAPD
Years in industry: 47derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Jun 25, 1979
First registration: Jul 8, 1997
Dual registered: no
IAPD individual key: 857485

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ALTA PACIFIC WEALTH MANAGEMENT LLC	State registered	Jan 1, 2026	n/a	yes	MISSION VIEJO, CA	Current employment
LAUREL WEALTH ADVISORS, INC.	Former SEC adviser	Jun 27, 2013	Jul 11, 2014	no	SOLANA BEACH, CA	Previous registration
WEDBUSH SECURITIES INC.	Bd affiliated wealth	Oct 18, 2010	Jul 3, 2013	no	MISSION VIEJO, CA\|LA JOLLA, CA\|MISSION VIEJO, CA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Sep 30, 2008	Oct 19, 2010	no	RANCHO SANTA FE, CA\|IRVINE, CA\|IRVINE, CA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 1, 2008	Oct 7, 2008	no	LAGUNA WOODS, CA	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	Jul 8, 1997	Jan 1, 2008	no	LAGUNA WOODS, CA\|ST. LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LAUREL WEALTH ADVISORS, INC.	ALTA PACIFIC WEALTH MANAGEMENT LLC	Jul 11, 2014	Jan 1, 2026	4,192	Firm change after gap	Other
WEDBUSH SECURITIES INC.	LAUREL WEALTH ADVISORS, INC.	Jul 3, 2013	Jun 27, 2013	-6	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	WEDBUSH SECURITIES INC.	Oct 19, 2010	Oct 18, 2010	-1	Firm change	Other
WELLS FARGO ADVISORS	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Oct 7, 2008	Sep 30, 2008	-7	Firm change	Wirehouse to wirehouse
A. G. EDWARDS & SONS, INC.	WELLS FARGO ADVISORS	Jan 1, 2008	Jan 1, 2008	0	Bulk transfer	Other

Relationships

Registered with (6)

→ ALTA PACIFIC WEALTH MANAGEMENT LLCRegistered adviserregistration: current employment
Jan 1, 2026 to presentfactForm ADV
→ LAUREL WEALTH ADVISORS, INC.Registered adviserregistration: previous registration
Jun 27, 2013 to Jul 11, 2014factForm ADV
→ WEDBUSH SECURITIES INC.Registered adviserregistration: previous registration
Oct 18, 2010 to Jul 3, 2013factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Sep 30, 2008 to Oct 19, 2010factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 1, 2008 to Oct 7, 2008factForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
Jul 8, 1997 to Jan 1, 2008factForm ADV

Dated events

No dated event names this entity yet.