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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

AARON SCOTT THATCHER

Advisor at WELLS FARGO ADVISORS

GREENVILLE, SC | Taylors, SC

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Search this name across graphsid dfx:ria:0d68194b-4b04-0523-908f-044015f7ba63

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 20, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 20, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Jul 31, 2008
First registration: Aug 20, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 4519624

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Jan 3, 2011	n/a	yes	GREENVILLE, SC\|Taylors, SC	Current employment
WELLS FARGO INVESTMENTS, LLC	n/a	Aug 25, 2009	Jan 3, 2011	no	WALNUT CREEK, CA\|MARTINEZ, CA\|HERCULES, CA\|PINOLE, CA	Previous registration
CETERA INVESTMENT SERVICES LLC	Former SEC adviser	Sep 29, 2008	Aug 24, 2009	no	STOCKTON, CA	Previous registration
WADDELL & REED	Former SEC adviser	Aug 20, 2002	Jan 27, 2004	no	LODI, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO INVESTMENTS, LLC	WELLS FARGO ADVISORS	Jan 3, 2011	Jan 3, 2011	0	Bulk transfer	Other
CETERA INVESTMENT SERVICES LLC	WELLS FARGO INVESTMENTS, LLC	Aug 24, 2009	Aug 25, 2009	1	Firm change	Other
WADDELL & REED	CETERA INVESTMENT SERVICES LLC	Jan 27, 2004	Sep 29, 2008	1,707	Firm change after gap	Other

Relationships

Registered with (4)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Jan 3, 2011 to presentfactForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Aug 25, 2009 to Jan 3, 2011factForm ADV
→ CETERA INVESTMENT SERVICES LLCRegistered adviserregistration: previous registration
Sep 29, 2008 to Aug 24, 2009factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Aug 20, 2002 to Jan 27, 2004factForm ADV

Dated events

No dated event names this entity yet.