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Advisor at HIGHTOWER ADVISORS, LLC
CHICAGO, IL | Bellevue, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HIGHTOWER ADVISORS, LLC | Bd affiliated wealth | Sep 30, 2022 | n/a | yes | CHICAGO, IL|Bellevue, WA | Current employment |
| HIGHLAND PRIVATE WEALTH MANAGEMENT | Former SEC adviser | Apr 11, 2022 | Oct 25, 2022 | no | BELLEVUE, WA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jan 11, 2022 | Mar 29, 2022 | no | SEATTLE, WA|NEW YORK, NY|TUKWILA, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| HIGHLAND PRIVATE WEALTH MANAGEMENT | HIGHTOWER ADVISORS, LLC | Oct 25, 2022 | Sep 30, 2022 | -25 | Firm change | RIA to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | HIGHLAND PRIVATE WEALTH MANAGEMENT | Mar 29, 2022 | Apr 11, 2022 | 13 | Firm change | Wirehouse to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 109532:145323:WA:2022-10-25 | Oct 25, 2022 | Sep 30, 2022 | BELLEVUE, WA | Firm change |