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Advisor at FOUNDERS FINANCIAL SECURITIES, LLC
FREDERICK, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FOUNDERS FINANCIAL SECURITIES, LLC | Independent wealth | Jan 17, 2012 | n/a | yes | FREDERICK, MD | Current employment |
| INVESTORS CAPITAL ADVISORY | Former SEC adviser | Jun 16, 2005 | Jan 20, 2012 | no | FREDERICK, MD|LYNNFIELD, MA|GREENVILLE, SC|FREDERICK, MD|LYNNFIELD, MA | Previous registration |
| EASTERN POINT ADVISORS INC. | n/a | Jul 16, 2001 | Jun 16, 2005 | no | FREDERICK, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| INVESTORS CAPITAL ADVISORY | FOUNDERS FINANCIAL SECURITIES, LLC | Jan 20, 2012 | Jan 17, 2012 | -3 | Firm change | Other |
| EASTERN POINT ADVISORS INC. | INVESTORS CAPITAL ADVISORY | Jun 16, 2005 | Jun 16, 2005 | 0 | Firm change | Other |