DFX Intelligence

Data Factory

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

FOUNDERS FINANCIAL SECURITIES, LLC

CRD 137945

TOWSON, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:93c9f110-e7d7-227f-b5e9-36295283e698

Data as of Apr 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 175
Dated events: 28
On other graphs: 0
Observed: Mar 22, 2012 to Apr 20, 2026
90 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.89 fund_share=0.0 institutional_share=0.1 related_bd=false related_bank=false bd_reps=118.0
Regulatory AUM: $4.1BItem 5.F on the latest filing (2026-04-20); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $3.7B
Private client RAUM: $3.7BderivedItem 5.D individuals plus high net worth individuals
Private client share: 89%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 117
RAUM per advisor: $35.3Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 139
Advisory employees: 101
Offices: 68Schedule D 1.F, beyond the principal office
Accounts: 19,082
Individual clients: 8,124
High net worth clients: 1,466
Custody, client assets: $1.5M
SEC number: 801-66892
CIK: 1342396
CRD: 137945
Filings on the tape: 90
First filed: Mar 22, 2012
Latest filed: Apr 20, 2026
Organised: Limited Liability Company, MD
Website: dreambridgeplanning.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first; showing 25 of 118

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
MICHAEL OWENS BROOKS	Chartered Financial Consultant	Ramrod Key, FL \| TOWSON, MD	20	30	1	yes
JOHN CODD DONOHUE	Certified Financial Planner	BEL AIR, MD	20	20	n/a	yes
BRIAN JAMES SCHLOSSER	n/a	Milford, OH	20	31	2	yes
GREGORY BENTON HART	n/a	BEL AIR, MD	20	33	1	yes
MICHAEL JAMES THOMSON	Chartered Financial Consultant	BEL AIR, MD	20	32	1	yes
MARK JOHN DARRELL	Certified Financial Planner	FINKSBURG, MD	20	37	1	yes
JORDAN SCOTT WEINBERG	Certified Financial Planner	Timonium, MD	20	25	2	yes
ADAM HOWARD MILLER	n/a	Sarasota, FL	20	35	2	yes
CHRISTOPHER LYNCH IMBACH	Chartered Financial Consultant	BALTIMORE, MD	19	34	1	yes
THOMAS EDWARD GERHART	Certified Financial Planner	Lebanon, PA	19	26	n/a	yes
WILLIAM DAVID KESSLER	Chartered Financial Consultant	ATHOL, MA	19	38	n/a	yes
JOHN MILTON ZINAICH	Certified Financial Planner\|Chartered Financial Consultant	Boonsboro, MD	18	26	2	yes
LINDA ANN DERICKSON	n/a	Berlin, MD	18	33	n/a	yes
STEVEN ANTHONY AQUINO	n/a	WESTMINSTER, MD	17	28	1	yes
LUIS E PADILLA	n/a	SPARKS, MD	17	23	1	yes
JEFFERY RALPH GOSEN	Chartered Financial Consultant	SAGINAW, MI	16	37	n/a	yes
JOSEPH ALEXANDER KNIGHT	Certified Financial Planner	TOWSON, MD	16	17	n/a	yes
BERNARD MICHAEL BOWHUIS	Certified Financial Planner\|Chartered Financial Consultant	JENISON, MI	16	42	1	yes
THOMAS MATTHEW ARCHER	Certified Financial Planner\|Chartered Financial Consultant	Brighton, MI	15	30	n/a	yes
PETER JAMES POTESTATO	n/a	Chesterfield, MI	15	34	n/a	yes
RYAN MICHAEL SCHACHT	Chartered Financial Consultant	BRIGHTON, MI	15	20	n/a	yes
ANNE MCCORMICK KARLOW	Certified Financial Planner	BERKLEY, MI	15	29	2	yes
ROBERT A GENTNER	Certified Financial Planner	LANSING, MI	15	19	1	yes
RONALD PAUL HAMMONS	n/a	Port Deposit, MD	15	19	1	yes
JOHN FRANCIS DALLAVALLE	Chartered Financial Consultant	FREDERICK, MD	14	33	2	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FOUNDERS FINANCIAL LLC	Member	E	yes	12/2022	Apr 20, 2026	Apr 20, 2026
KRCMA, JOSEPH VICTOR	CHIEF COMPLIANCE OFFICER	Na	yes	06/2014	Apr 20, 2026	Apr 20, 2026
SHEPHERD, BRADLEY MATTHEW	CEO/ROSFP	Na	yes	06/2014	Apr 20, 2026	Apr 20, 2026
FOUNDERS FINANCIAL HOLDINGS INC.	MEMBER FIRM	E	yes	12/2022	Jan 23, 2023	Oct 7, 2024
RECKAMP, JILL ANNE	Finop	Na	no	03/2015	Apr 20, 2026	Apr 20, 2026
BROOKS, MICHAEL OWENS	Member	E	no	12/2022	Mar 22, 2012	Oct 7, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
BEL AIR	Md	United States	4	yes
Towson	Md	United States	4	yes
Fresno	CA	United States	3	yes
Frederick	Md	United States	3	yes
Brighton	Mi	United States	3	yes
Martinsburg	Wv	United States	3	yes
Boonsboro	Md	United States	2	yes
Columbia	Md	United States	2	yes
Finksburg	Md	United States	2	yes
LUTHERVILLE-TIMONIUM	Md	United States	2	yes
Timonium	Md	United States	2	yes
Brighton	Mi	United States	2	yes
Centerville	Oh	United States	2	no
OREGON CITY	Or	United States	2	yes
CHADDS FORD	Pa	United States	2	yes
Martinsburg	Wv	United States	2	yes
Brookfield	Ct	United States	1	yes
Anderson	In	United States	1	yes
Athol	Ma	United States	1	yes
ELLICOTT CITY	Md	United States	1	yes
Timonium	Md	United States	1	yes
Lansing	Mi	United States	1	yes
Salem	Nh	United States	1	yes
Milford	Oh	United States	1	yes
Lebanon	Pa	United States	1	yes
n/a	n/a	n/a	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 18

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 20, 2026	$4.1B	$3.7B	139	101	68	n/a	n/a
2024	Apr 22, 2025	$3.3B	$3.0B	141	92	62	n/a	n/a
2023	Mar 4, 2024	$2.9B	$2.6B	137	97	65	n/a	n/a
2022	Mar 27, 2023	$2.3B	$1.7B	138	98	63	n/a	n/a
2021	Mar 31, 2022	$2.6B	$2.2B	129	87	62	n/a	n/a
2020	Mar 31, 2021	$2.2B	$1.8B	125	94	60	n/a	n/a
2019	Mar 30, 2020	$1.3B	$1.1B	123	98	60	n/a	n/a
2018	Mar 29, 2019	$1.0B	$905M	104	91	57	n/a	n/a
2017	Mar 29, 2018	$981M	$731M	165	87	59	n/a	n/a
2016	Mar 6, 2017	$755M	$559M	173	88	n/a	n/a	n/a
2015	Mar 16, 2016	$615M	$499M	167	84	n/a	n/a	n/a
2014	Feb 23, 2015	$601M	$503M	160	72	n/a	n/a	n/a
2013	Mar 28, 2014	$512M	$407M	155	72	n/a	n/a	n/a
2012	Mar 27, 2013	$369M	$317M	70	66	n/a	n/a	n/a
2011	Mar 22, 2012	$316M	$252M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
6	2	4	1.7%	3	1	0	16	8

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$4.1B	$3.3B	24.6%	$2.3B	22.1%	139	141	68	62

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	2	Mar 30, 2022	Mar 30, 2022	EL SEGUNDO, CA	Team lift out	RIA to ibd	2.3%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
PKS ADVISORY SERVICES, LLC	2	Oct 2, 2025	Sep 5, 2025	MEMPHIS, TN	Team lift out	RIA to RIA	4.2%
INTERACTIVE FINANCIAL ADVISORS	2	Sep 10, 2025	Aug 15, 2025	WINCHESTER, VA	Team lift out	RIA to RIA	5.9%
SECURITIES AMERICA ADVISORS, INC.	2	Aug 1, 2023	Aug 9, 2023	CHARLTON, MA	Team lift out	Ibd to RIA	0.1%
NEXT FINANCIAL GROUP, INC.	2	Sep 7, 2022	Sep 7, 2022	DOWNINGTOWN, PA	Team lift out	Ibd to RIA	0.7%
SECURIAN FINANCIAL SERVICES, INC.	2	Jun 9, 2021	Jun 3, 2021	OKEMOS, MI	Team lift out	Ibd to RIA	0.2%
LPL FINANCIAL LLC	2	Oct 28, 2015	Nov 5, 2015	MATTHEWS, NC	Team lift out	Other	0.0%

Relationships

showing 80 of 175

Registered with (80)

← Tyler Andrew DeithloffAdvisorregistration: current employment
Aug 7, 2026 to presentfactForm ADV
← Bryce Robert ReddingAdvisorregistration: current employment
Jul 6, 2026 to presentfactForm ADV
← Brenda SimsonAdvisorregistration: current employment
Jun 26, 2026 to presentfactForm ADV
← ERIC KRAUSZ ADLERAdvisorregistration: current employment
Jun 24, 2026 to presentfactForm ADV
← APRIL SPITTLE BLAKEAdvisorregistration: current employment
Apr 20, 2026 to presentfactForm ADV
← Seth Jacob MillerAdvisorregistration: current employment
Mar 4, 2026 to presentfactForm ADV
← Matthew OHalloran JonesAdvisorregistration: current employment
Jan 2, 2026 to presentfactForm ADV
← Devon TanAdvisorregistration: current employment
Dec 6, 2025 to presentfactForm ADV
← Tiffany AmspacherAdvisorregistration: current employment
Nov 13, 2025 to presentfactForm ADV
← JAMES A FRANGENBERGAdvisorregistration: current employment
Oct 27, 2025 to presentfactForm ADV
← JOANNE MARIE WOITESHEKAdvisorregistration: current employment
Oct 24, 2025 to presentfactForm ADV
← SCOTT DOUGLAS REIDAdvisorregistration: current employment
Sep 5, 2025 to presentfactForm ADV
← Lisa Carol ReidAdvisorregistration: current employment
Sep 5, 2025 to presentfactForm ADV
← NEAL EDWARD STANFIELDAdvisorregistration: current employment
Sep 4, 2025 to presentfactForm ADV
← CRAIG CURTIS ALDENAdvisorregistration: current employment
Aug 15, 2025 to presentfactForm ADV
← Emily Elizabeth ParentAdvisorregistration: current employment
Aug 15, 2025 to presentfactForm ADV
← MARGARET REHMER SWIESSAdvisorregistration: current employment
Aug 12, 2025 to presentfactForm ADV
← Polina BolotnikovaAdvisorregistration: current employment
Apr 30, 2025 to presentfactForm ADV
← CHARLES JOSEPH REICHELTAdvisorregistration: current employment
Feb 3, 2025 to presentfactForm ADV
← MICHELLE SIANOAdvisorregistration: current employment
Nov 1, 2024 to presentfactForm ADV
← Stefanie Jean AgarAdvisorregistration: current employment
Sep 24, 2024 to presentfactForm ADV
← Nicholas Evan ParrAdvisorregistration: current employment
Aug 12, 2024 to presentfactForm ADV
← Pierre FrediereAdvisorregistration: current employment
Feb 22, 2024 to presentfactForm ADV
← CHESTER MILLER MCCORDAdvisorregistration: current employment
Aug 9, 2023 to presentfactForm ADV
← MITCHELL LONE MCCORDAdvisorregistration: current employment
Aug 9, 2023 to presentfactForm ADV
← Cameron Todd FeyrerAdvisorregistration: current employment
Jun 15, 2023 to presentfactForm ADV
← Stephen Yee Shin TanAdvisorregistration: current employment
Jan 1, 2023 to presentfactForm ADV
← Douglas William WaltzAdvisorregistration: current employment
Nov 21, 2022 to presentfactForm ADV
← NICK CHARLES HOFFMANNAdvisorregistration: current employment
Nov 14, 2022 to presentfactForm ADV
← DAVID S RYANAdvisorregistration: current employment
Nov 3, 2022 to presentfactForm ADV
and 50 more

Dated events

4 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Aug 28, 2026
Advisor changed firm
Heather M Aeschliman left Founders Financial Securities, LLC for Creative Planning (registered 2026-09-16)
Form ADVobserved 2 days ago
Occurred
Apr 14, 2026
Advisor changed firm
David S. Long left Founders Financial Securities, Llc for Lpl Financial Llc (registered 2026-04-10)
Form ADVobserved 5 days ago
Occurred
Mar 26, 2026
Advisor headcount changed
Founders Financial Securities, Llc reported 115 state-registered advisory representatives, up from 91 (2025-04-22 to 2026-03-26)
Form ADVobserved 5 days ago
24 IARS
Occurred
Oct 2, 2025
Team lift-out
2 advisors left Pks Advisory Services, LLC (Memphis, TN) for Founders Financial Securities, LLC on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
Sep 10, 2025
Team lift-out
2 advisors left Interactive Financial Advisors (Winchester, VA) for Founders Financial Securities, LLC on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
May 23, 2025
Advisor changed firm
Raffaele Nicholas Mazzone left Founders Financial Securities, Llc for Legacy Financial Advisors (registered 2025-06-10)
Form ADVobserved 5 days ago
Occurred
Dec 3, 2024
Advisor changed firm
Jeffrey Glenn Grad left Founders Financial Securities, Llc for Grad Wealth Management Pllc (registered 2024-12-02)
Form ADVobserved 5 days ago
Occurred
Oct 4, 2024
Advisor changed firm
Ty Eric Boggs left Founders Financial Securities, Llc for Resolute Retirement Consulting (registered 2024-09-27)
Form ADVobserved 5 days ago
Occurred
Sep 23, 2024
Advisor changed firm
Carol Marie Miskovich left Founders Financial Securities, Llc for Lpl Financial Llc (registered 2024-09-23)
Form ADVobserved 5 days ago
Occurred
Jul 31, 2024
Advisor changed firm
Jason Conrad Huntley left Founders Financial Securities, Llc for Lpl Financial Llc (registered 2024-08-01)
Form ADVobserved 5 days ago
Occurred
May 2, 2024
Advisor changed firm
Laura Carrera Warnock left Founders Financial Securities, Llc for Lone Peak Advisers (registered 2024-05-03)
Form ADVobserved 5 days ago
Occurred
Mar 4, 2024
Regulatory AUM changed
Founders Financial Securities, Llc reported RAUM $2.9B, up 28% from $2.3B (2023-03-27 to 2024-03-04)
Form ADVobserved 5 days ago
$636M
Occurred
Aug 2, 2023
Advisor changed firm
Daniel Joshua Swain left Founders Financial Securities, Llc for Raymond James Financial Services Advisors, Inc (registered 2023-08-21)
Form ADVobserved 5 days ago
Occurred
Aug 1, 2023
Team lift-out
2 advisors left Securities America Advisors, Inc. (Charlton, MA) for Founders Financial Securities, LLC on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
Sep 7, 2022
Team lift-out
2 advisors left Next Financial Group, Inc. (Downingtown, PA) for Founders Financial Securities, LLC on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
Aug 19, 2022
Advisor changed firm
Shane Heddy left Founders Financial Securities, Llc for Osaic Wealth, Inc. (registered 2022-08-19)
Form ADVobserved 5 days ago
Occurred
Aug 19, 2022
Advisor changed firm
Glenn Robert Matecun left Founders Financial Securities, Llc for Exodus Wealth, Llc (registered 2022-08-22)
Form ADVobserved 5 days ago
Occurred
Aug 19, 2022
Advisor changed firm
Bradley Carl Jerome left Founders Financial Securities, Llc for Osaic Wealth, Inc. (registered 2022-08-19)
Form ADVobserved 5 days ago
Occurred
Mar 30, 2022
Team lift-out
2 advisors left Founders Financial Securities, LLC (EL Segundo, CA) for Cambridge Investment Research Advisors, Inc. on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
Mar 30, 2022
Advisor changed firm
Roger Joel Conde left Founders Financial Securities, Llc for Cambridge Investment Research Advisors, Inc. (registered 2022-03-30)
Form ADVobserved 5 days ago
Occurred
Mar 30, 2022
Advisor changed firm
Kelley Anne Lebica left Founders Financial Securities, Llc for Cambridge Investment Research Advisors, Inc. (registered 2022-03-30)
Form ADVobserved 5 days ago
Occurred
Mar 31, 2021
Regulatory AUM changed
Founders Financial Securities, Llc reported RAUM $2.2B, up 62% from $1.3B (2021-03-08 to 2021-03-31)
Form ADVobserved 5 days ago
$824M
Occurred
Mar 30, 2020
Regulatory AUM changed
Founders Financial Securities, Llc reported RAUM $1.3B, up 27% from $1.0B (2019-11-06 to 2020-03-30)
Form ADVobserved 5 days ago
$280M
Occurred
Mar 29, 2018
Regulatory AUM changed
Founders Financial Securities, Llc reported RAUM $980.9M, up 30% from $754.9M (2018-02-26 to 2018-03-29)
Form ADVobserved 5 days ago
$226M

Show 4 bookkeeping events

Occurred
Sep 16, 2026
Alyssa Marie Molan registered as an investment adviser representative at Founders Financial Securities, Llc
Occurred
Mar 26, 2026
Founders Financial Securities, Llc reported 68 offices beyond its principal office, up from 62 (2025-04-22 to 2026-03-26)
Occurred
Mar 27, 2023
Founders Financial Securities, Llc reported 105 state-registered advisory representatives, up from 87 (2023-01-23 to 2023-03-27)
Occurred
Mar 29, 2018
Founders Financial Securities, Llc reported 59 offices beyond its principal office, up from 5 (2018-02-26 to 2018-03-29)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:93c9f110-e7d7-227f-b5e9-36295283e698
First observed: Mar 22, 2012
Last observed: Apr 20, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FOUNDERS FINANCIAL SECURITIES, LLC

CRD 137945

TOWSON, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:93c9f110-e7d7-227f-b5e9-36295283e698

Data as of Apr 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:40 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

MICHAEL OWENS BROOKS

Chartered Financial Consultant

Ramrod Key, FL | TOWSON, MD

yes

JOHN CODD DONOHUE

Certified Financial Planner

BEL AIR, MD

n/a

yes

BRIAN JAMES SCHLOSSER

n/a

Milford, OH

yes

GREGORY BENTON HART

n/a

BEL AIR, MD

yes

MICHAEL JAMES THOMSON

Chartered Financial Consultant

BEL AIR, MD

yes

MARK JOHN DARRELL

Certified Financial Planner

FINKSBURG, MD

yes

JORDAN SCOTT WEINBERG

Certified Financial Planner

Timonium, MD

yes

ADAM HOWARD MILLER

n/a

Sarasota, FL

yes

CHRISTOPHER LYNCH IMBACH

Chartered Financial Consultant

BALTIMORE, MD

yes

THOMAS EDWARD GERHART

Certified Financial Planner

Lebanon, PA

n/a

yes

WILLIAM DAVID KESSLER

Chartered Financial Consultant

ATHOL, MA

n/a

yes

JOHN MILTON ZINAICH

Certified Financial Planner|Chartered Financial Consultant

Boonsboro, MD

yes

LINDA ANN DERICKSON

n/a

Berlin, MD

n/a

yes

STEVEN ANTHONY AQUINO

n/a

WESTMINSTER, MD

yes

LUIS E PADILLA

n/a

SPARKS, MD

yes

JEFFERY RALPH GOSEN

Chartered Financial Consultant

SAGINAW, MI

n/a

yes

JOSEPH ALEXANDER KNIGHT

Certified Financial Planner

TOWSON, MD

n/a

yes

BERNARD MICHAEL BOWHUIS

Certified Financial Planner|Chartered Financial Consultant

JENISON, MI

yes

THOMAS MATTHEW ARCHER

Certified Financial Planner|Chartered Financial Consultant

Brighton, MI

n/a

yes

PETER JAMES POTESTATO

n/a

Chesterfield, MI

n/a

yes

RYAN MICHAEL SCHACHT

Chartered Financial Consultant

BRIGHTON, MI

n/a

yes

ANNE MCCORMICK KARLOW

Certified Financial Planner

BERKLEY, MI

yes

ROBERT A GENTNER

Certified Financial Planner

LANSING, MI

yes

RONALD PAUL HAMMONS

n/a

Port Deposit, MD

yes

JOHN FRANCIS DALLAVALLE

Chartered Financial Consultant

FREDERICK, MD

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FOUNDERS FINANCIAL LLC

Member

yes

12/2022

Apr 20, 2026

KRCMA, JOSEPH VICTOR

CHIEF COMPLIANCE OFFICER

yes

06/2014

Apr 20, 2026

SHEPHERD, BRADLEY MATTHEW

CEO/ROSFP

yes

06/2014

Apr 20, 2026

FOUNDERS FINANCIAL HOLDINGS INC.

MEMBER FIRM

yes

12/2022

Jan 23, 2023

Oct 7, 2024

RECKAMP, JILL ANNE

Finop

03/2015

Apr 20, 2026

BROOKS, MICHAEL OWENS

Member

12/2022

Mar 22, 2012

Oct 7, 2024

City

State

Country

Employees

Also broker-dealer

BEL AIR

United States

yes

Towson

United States

yes

Fresno

United States

yes

Frederick

United States

yes

Brighton

United States

yes

Martinsburg

United States

yes

Boonsboro

United States

yes

Columbia

United States

yes

Finksburg

United States

yes

LUTHERVILLE-TIMONIUM

United States

yes

Timonium

United States

yes

Brighton

United States

yes

Centerville

United States

OREGON CITY

United States

yes

CHADDS FORD

United States

yes

Martinsburg

United States

yes

Brookfield

United States

yes

Anderson

United States

yes

Athol

United States

yes

ELLICOTT CITY

United States

yes

Timonium

United States

yes

Lansing

United States

yes

Salem

United States

yes

Milford

United States

yes

Lebanon

United States

yes

n/a

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 20, 2026

$4.1B

$3.7B

139

101

n/a

2024

Apr 22, 2025

$3.3B

$3.0B

141

n/a

2023

Mar 4, 2024

$2.9B

$2.6B

137

n/a

2022

Mar 27, 2023

$2.3B

$1.7B

138

n/a

2021

Mar 31, 2022

$2.6B

$2.2B

129

n/a

2020

Mar 31, 2021

$2.2B

$1.8B

125

n/a

2019

Mar 30, 2020

$1.3B

$1.1B

123

n/a

2018

Mar 29, 2019

$1.0B

$905M

104

n/a

2017

Mar 29, 2018

$981M

$731M

165

n/a

2016

Mar 6, 2017

$755M

$559M

173

n/a

2015

Mar 16, 2016

$615M

$499M

167

n/a

2014

Feb 23, 2015

$601M

$503M

160

n/a

2013

Mar 28, 2014

$512M

$407M

155

n/a

2012

Mar 27, 2013

$369M

$317M

n/a

2011

Mar 22, 2012

$316M

$252M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

1.7%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$4.1B

$3.3B

24.6%

$2.3B

22.1%

139

141

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Mar 30, 2022

EL SEGUNDO, CA

Team lift out

RIA to ibd

2.3%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

PKS ADVISORY SERVICES, LLC

Oct 2, 2025

Sep 5, 2025

MEMPHIS, TN

Team lift out

RIA to RIA

4.2%

INTERACTIVE FINANCIAL ADVISORS

Sep 10, 2025

Aug 15, 2025

WINCHESTER, VA

Team lift out

RIA to RIA

5.9%

SECURITIES AMERICA ADVISORS, INC.

Aug 1, 2023

Aug 9, 2023

CHARLTON, MA

Team lift out

Ibd to RIA

0.1%

NEXT FINANCIAL GROUP, INC.

Sep 7, 2022

DOWNINGTOWN, PA

Team lift out

Ibd to RIA

0.7%

SECURIAN FINANCIAL SERVICES, INC.

Jun 9, 2021

Jun 3, 2021

OKEMOS, MI

Team lift out

Ibd to RIA

0.2%

LPL FINANCIAL LLC

Oct 28, 2015

Nov 5, 2015

MATTHEWS, NC

Team lift out

Other

0.0%