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Advisor at WELLS FARGO ADVISORS
SHORT HILLS, NJ | TENAFLY, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Jul 31, 2023 | n/a | yes | TENAFLY, NJ|SHORT HILLS, NJ | Current employment |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Jan 25, 2016 | Aug 8, 2023 | no | EDGEWATER, NJ|WEST NEW YORK, NJ|UNION CITY, NJ|NORTH BERGEN, NJ|EDGEWATER, NJ | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Apr 8, 2014 | Jan 22, 2016 | no | SUMMIT, NJ|RUTHERFORD, NJ|PALISADES PARK, NJ|SOUTH HACKENSACK, NJ | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | May 3, 2011 | Apr 9, 2014 | no | GREAT NECK, NY|FORT LEE, NJ|ORADELL, NJ | Previous registration |
| ERNST & YOUNG INVESTMENT ADVISERS LLP | No RAUM reported | Apr 21, 2008 | Nov 4, 2010 | no | SECAUCUS, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | WELLS FARGO ADVISORS | Aug 8, 2023 | Jul 31, 2023 | -8 | Firm change | Wirehouse to wirehouse |
| WELLS FARGO ADVISORS | J.P. MORGAN SECURITIES LLC | Jan 22, 2016 | Jan 25, 2016 | 3 | Firm change | Wirehouse to wirehouse |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | WELLS FARGO ADVISORS | Apr 9, 2014 | Apr 8, 2014 | -1 | Firm change | Wirehouse to wirehouse |
| ERNST & YOUNG INVESTMENT ADVISERS LLP | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Nov 4, 2010 | May 3, 2011 | 180 | Firm change | Other |