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RIA / WealthAdvisorChartered Financial Analyst34 years in industry

THOMAS GILL BAKER

Advisor at ENVESTNET PMC

Sparks, MD | BERWYN, PA

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Search this name across graphsid dfx:ria:0d8b353b-b0ae-145c-9dcc-09f942351535

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 14, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ENVESTNET PMC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 9, 1991earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Analyst
Exams: S66|S63|S65
First exam: Dec 9, 1991
First registration: Jan 14, 2009
Dual registered: no
Other names: Tom Baker
IAPD individual key: 2172076

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ENVESTNET PMC	Independent wealth	Jan 12, 2024	n/a	yes	Sparks, MD\|BERWYN, PA	Current employment
AMERITAS ADVISORY SERVICES, LLC	Bd affiliated wealth	Nov 1, 2021	Feb 14, 2022	no	Rockville, MD	Previous registration
AMERITAS ADVISORY SERVICES	Former SEC adviser	Jul 6, 2021	Nov 1, 2021	no	Rockville, MD\|Freeport, NY	Previous registration
BLACKROCK INVESTMENT MANAGEMENT, LLC	Asset manager	Jan 14, 2009	Jan 13, 2021	no	PRINCETON, NJ\|BALTIMORE, MD\|BALTIMORE, MD\|Baltimore, MD\|Washington, DC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERITAS ADVISORY SERVICES, LLC	ENVESTNET PMC	Feb 14, 2022	Jan 12, 2024	697	Firm change after gap	Ibd to RIA
AMERITAS ADVISORY SERVICES	AMERITAS ADVISORY SERVICES, LLC	Nov 1, 2021	Nov 1, 2021	0	Bulk transfer	Ibd to ibd
BLACKROCK INVESTMENT MANAGEMENT, LLC	AMERITAS ADVISORY SERVICES	Jan 13, 2021	Jul 6, 2021	174	Firm change	Other

Relationships

Registered with (4)

→ ENVESTNET PMCRegistered adviserregistration: current employment
Jan 12, 2024 to presentfactForm ADV
→ AMERITAS ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Nov 1, 2021 to Feb 14, 2022factForm ADV
→ AMERITAS ADVISORY SERVICESRegistered adviserregistration: previous registration
Jul 6, 2021 to Nov 1, 2021factForm ADV
→ BLACKROCK INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 14, 2009 to Jan 13, 2021factForm ADV

Dated events

Occurred
Feb 14, 2022
Advisor changed firm
Thomas Gill Baker left Ameritas Advisory Services, Llc for Envestnet Pmc (registered 2024-01-12)
Form ADVobserved 6 days ago