DFX Intelligence
Reading the graph
Reading the graph
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Advisor at M•••••• C•••••• M•••••••••
FOLSOM, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M•••••• C•••••• M••••••••• | State registered | Jan 1, 2026 | n/a | yes | FOLSOM, CA | Current employment |
| T• A••••••••• I••••••••• M••••••••• L•• | Former SEC adviser | Feb 15, 2017 | May 10, 2019 | no | Walnut Creek, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| T• A••••••••• I••••••••• M••••••••• L•• | M•••••• C•••••• M••••••••• | May 10, 2019 | Jan 1, 2026 | 2,428 | Firm change after gap | RIA to state RIA |
| T• A••••••••• I••• | T• A••••••••• I••••••••• M••••••••• L•• | May 10, 2019 | Feb 15, 2017 |
| T• A••••••••• I••• | Former SEC adviser | Feb 15, 2017 | May 10, 2019 | no | Walnut Creek, CA | Previous registration |
| P•••••••• S••••••••• I••• | Bd affiliated wealth | Nov 3, 2015 | Feb 17, 2017 | no | Roseville, CA | Previous registration |
| -814 |
| Channel change |
| Other |
| P•••••••• S••••••••• I••• | T• A••••••••• I••• | Feb 17, 2017 | Feb 15, 2017 | -2 | Firm change | Other |