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RIA / WealthAdvisor10 years in industry

Joseph Michael LoCoco

Advisor at ARCATAUR CAPITAL MANAGEMENT LLC

MILWAUKEE, WI

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Search this name across graphsid dfx:ria:0d92d2fe-0483-9607-0b97-c21457736285

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 22, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ARCATAUR CAPITAL MANAGEMENT LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Aug 22, 2016
First registration: Aug 22, 2016
Dual registered: no
IAPD individual key: 6683173

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ARCATAUR CAPITAL MANAGEMENT LLC	Independent wealth	Sep 16, 2025	n/a	yes	MILWAUKEE, WI	Current employment
OSAIC WEALTH, INC.	Bd affiliated wealth	Sep 1, 2023	Sep 10, 2025	no	MILWAUKEE, WI	Previous registration
SAGEPOINT FINANCIAL, INC.	Former SEC adviser	Oct 8, 2020	Sep 1, 2023	no	MILWAUKEE, WI	Previous registration
BROOKSTONE WEALTH ADVISORS, LLC	No RAUM reported	Aug 22, 2016	Sep 28, 2020	no	Kenosha, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC WEALTH, INC.	ARCATAUR CAPITAL MANAGEMENT LLC	Sep 10, 2025	Sep 16, 2025	6	Firm change	Ibd to RIA
SAGEPOINT FINANCIAL, INC.	OSAIC WEALTH, INC.	Sep 1, 2023	Sep 1, 2023	0	Bulk transfer	Ibd to ibd
BROOKSTONE WEALTH ADVISORS, LLC	SAGEPOINT FINANCIAL, INC.	Sep 28, 2020	Oct 8, 2020	10	Firm change	RIA to ibd

Relationships

Registered with (4)

→ ARCATAUR CAPITAL MANAGEMENT LLCRegistered adviserregistration: current employment
Sep 16, 2025 to presentfactForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Sep 1, 2023 to Sep 10, 2025factForm ADV
→ SAGEPOINT FINANCIAL, INC.Registered adviserregistration: previous registration
Oct 8, 2020 to Sep 1, 2023factForm ADV
→ BROOKSTONE WEALTH ADVISORS, LLCRegistered adviserregistration: previous registration
Aug 22, 2016 to Sep 28, 2020factForm ADV

Dated events

Occurred
Sep 10, 2025
Advisor changed firm
Joseph Michael Lococo left Osaic Wealth, Inc. for Arcataur Capital Management Llc (registered 2025-09-16)
Form ADVobserved 6 days ago