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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

ARCATAUR CAPITAL MANAGEMENT LLC

CRD 124663

MILWAUKEE, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8880d12e-2925-d073-6d6c-8d86eb800b7d

Data as of Mar 11, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 4
On other graphs: 0
Observed: Feb 9, 2012 to Mar 11, 2026
17 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.88 fund_share=0.0 institutional_share=0.05 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $470MItem 5.F on the latest filing (2026-03-11); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $470M
Private client RAUM: $415MderivedItem 5.D individuals plus high net worth individuals
Private client share: 88%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 7
RAUM per advisor: $67.1Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 9
Advisory employees: 7
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 766
Individual clients: 97
High net worth clients: 141
Custody, client assets: $114M
SEC number: 801-100352
CIK: 1987321
CRD: 124663
Filings on the tape: 17
First filed: Feb 9, 2012
Latest filed: Mar 11, 2026
Organised: Limited Liability Company, WI
Website: arcataur.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
IGNATIUS LOUIS SMETEK	Chartered Financial Analyst	MILWAUKEE, WI	23	23	n/a	no
WILLIAM CHARLES WEBER	n/a	MILWAUKEE, WI	18	42	n/a	no
SCOTT IAN TURZA	n/a	MILWAUKEE, WI	8	15	n/a	no
JILL MARIE GRUENINGER	Chartered Financial Analyst	MILWAUKEE, WI	8	13	n/a	no
MICHAEL PAUL JOHNSON	Chartered Financial Analyst	MILWAUKEE, WI	7	10	n/a	no
MARTIN ALAN MOSER	Chartered Financial Analyst	MILWAUKEE, WI	7	31	n/a	no
Joseph Michael LoCoco	n/a	MILWAUKEE, WI	1	10	3	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GRUENINGER, JILL, MARIE	VICE PRESIDENT-INVESTMENTS (ELECTED MANAGER)	Na	yes	12/2017	Mar 12, 2018	Mar 13, 2024
JOHNSON, MICHAEL, PAUL	VICE PRESIDENT (ELECTED MANAGER)	Na	yes	09/2018	Jan 31, 2019	Mar 13, 2024
MOSER, MARTIN, ALAN	VICE PRESIDENT (ELECTED MANAGER)	Na	yes	09/2018	Jan 31, 2019	Mar 13, 2024
SMETEK, IGNATIUS, LOUIS	PRESIDENT/CHIEF COMPLIANCE OFFICER (MANAGING MEMBER)	E	yes	12/2002	Feb 9, 2012	Mar 13, 2024
SMETEK, NANCY, MARIE	VICE PRESIDENT (ELECTED MANAGER)	Na	yes	04/2008	Feb 9, 2012	Mar 13, 2024
WEBER, WILLIAM, CHARLES	VICE PRESIDENT-INVESTMENTS (ELECTED MANAGER)	Na	yes	02/2008	Feb 9, 2012	Mar 13, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 11, 2026	$470M	$470M	9	7	0	n/a	n/a
2024	Mar 13, 2025	$404M	$404M	8	6	0	n/a	n/a
2023	Mar 13, 2024	$348M	$348M	8	6	0	n/a	n/a
2022	Mar 8, 2023	$286M	$286M	8	6	0	n/a	n/a
2021	Mar 2, 2022	$308M	$308M	8	6	0	n/a	n/a
2020	Mar 3, 2021	$254M	$254M	9	6	0	n/a	n/a
2019	Feb 10, 2020	$209M	$209M	9	6	0	n/a	n/a
2018	Jan 31, 2019	$161M	$161M	8	6	0	n/a	n/a
2017	Mar 12, 2018	$160M	$160M	6	4	0	n/a	n/a
2016	Mar 9, 2017	$137M	$137M	6	4	n/a	n/a	n/a
2015	Mar 18, 2016	$121M	$121M	5	3	n/a	n/a	n/a
2011	Feb 9, 2012	$61.5M	$61.5M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$470M	$404M	16.3%	$286M	18.0%	9	8	0	0

Relationships

Registered with (7)

← Joseph Michael LoCocoAdvisorregistration: current employment
Sep 16, 2025 to presentfactForm ADV
← MICHAEL PAUL JOHNSONAdvisorregistration: current employment
Jan 29, 2019 to presentfactForm ADV
← MARTIN ALAN MOSERAdvisorregistration: current employment
Jan 29, 2019 to presentfactForm ADV
← JILL MARIE GRUENINGERAdvisorregistration: current employment
Feb 2, 2018 to presentfactForm ADV
← SCOTT IAN TURZAAdvisorregistration: current employment
Dec 20, 2017 to presentfactForm ADV
← WILLIAM CHARLES WEBERAdvisorregistration: current employment
Mar 27, 2008 to presentfactForm ADV
← IGNATIUS LOUIS SMETEKAdvisorregistration: current employment
Jan 21, 2003 to presentfactForm ADV

Controls (6)

← WEBER, WILLIAM, CHARLESOwnerVICE PRESIDENT-INVESTMENTS (ELECTED MANAGER), ownership code NA, individual
Feb 9, 2012 to Mar 13, 2024factForm ADV
← GRUENINGER, JILL, MARIEOwnerVICE PRESIDENT-INVESTMENTS (ELECTED MANAGER), ownership code NA, individual
Mar 12, 2018 to Mar 13, 2024factForm ADV
← SMETEK, IGNATIUS, LOUISOwnerPRESIDENT/CHIEF COMPLIANCE OFFICER (MANAGING MEMBER), ownership code E, individual
Feb 9, 2012 to Mar 13, 2024factForm ADV
← JOHNSON, MICHAEL, PAULOwnerVICE PRESIDENT (ELECTED MANAGER), ownership code NA, individual
Jan 31, 2019 to Mar 13, 2024factForm ADV
← MOSER, MARTIN, ALANOwnerVICE PRESIDENT (ELECTED MANAGER), ownership code NA, individual
Jan 31, 2019 to Mar 13, 2024factForm ADV
← SMETEK, NANCY, MARIEOwnerVICE PRESIDENT (ELECTED MANAGER), ownership code NA, individual
Feb 9, 2012 to Mar 13, 2024factForm ADV

Dated events

Occurred
Mar 2, 2022
Control person left
Walter Helmut Hampel (Vice President-Operations (Elected Manager)) no longer on Schedule A of Arcataur Capital Management Llc (listed 2021-03-03, absent 2022-03-02)
Form ADVobserved 5 days ago
Occurred
Jan 31, 2019
Control person joined
Alan Martin Moser (Vice President (Elected Manager)) appeared on Schedule A of Arcataur Capital Management Llc
Form ADVobserved 5 days ago
Occurred
Jan 31, 2019
Control person joined
Paul Michael Johnson (Vice President (Elected Manager)) appeared on Schedule A of Arcataur Capital Management Llc
Form ADVobserved 5 days ago
Occurred
Jun 3, 2015
First Form ADV filing
Arcataur Capital Management Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8880d12e-2925-d073-6d6c-8d86eb800b7d
First observed: Feb 9, 2012
Last observed: Mar 11, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ARCATAUR CAPITAL MANAGEMENT LLC

CRD 124663

MILWAUKEE, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8880d12e-2925-d073-6d6c-8d86eb800b7d

Data as of Mar 11, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:37 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

IGNATIUS LOUIS SMETEK

Chartered Financial Analyst

MILWAUKEE, WI

n/a

WILLIAM CHARLES WEBER

n/a

MILWAUKEE, WI

n/a

SCOTT IAN TURZA

n/a

MILWAUKEE, WI

n/a

JILL MARIE GRUENINGER

Chartered Financial Analyst

MILWAUKEE, WI

n/a

MICHAEL PAUL JOHNSON

Chartered Financial Analyst

MILWAUKEE, WI

n/a

MARTIN ALAN MOSER

Chartered Financial Analyst

MILWAUKEE, WI

n/a

Joseph Michael LoCoco

n/a

MILWAUKEE, WI

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GRUENINGER, JILL, MARIE

VICE PRESIDENT-INVESTMENTS (ELECTED MANAGER)

yes

12/2017

Mar 12, 2018

Mar 13, 2024

JOHNSON, MICHAEL, PAUL

VICE PRESIDENT (ELECTED MANAGER)

yes

09/2018

Jan 31, 2019

Mar 13, 2024

MOSER, MARTIN, ALAN

VICE PRESIDENT (ELECTED MANAGER)

yes

09/2018

Jan 31, 2019

Mar 13, 2024

SMETEK, IGNATIUS, LOUIS

PRESIDENT/CHIEF COMPLIANCE OFFICER (MANAGING MEMBER)

yes

12/2002

Feb 9, 2012

Mar 13, 2024

SMETEK, NANCY, MARIE

VICE PRESIDENT (ELECTED MANAGER)

yes

04/2008

Feb 9, 2012

Mar 13, 2024

WEBER, WILLIAM, CHARLES

VICE PRESIDENT-INVESTMENTS (ELECTED MANAGER)

yes

02/2008

Feb 9, 2012

Mar 13, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 11, 2026

$470M

n/a

2024

Mar 13, 2025

$404M

n/a

2023

Mar 13, 2024

$348M

n/a

2022

Mar 8, 2023

$286M

n/a

2021

Mar 2, 2022

$308M

n/a

2020

Mar 3, 2021

$254M

n/a

2019

Feb 10, 2020

$209M

n/a

2018

Jan 31, 2019

$161M

n/a

2017

Mar 12, 2018

$160M

n/a

2016

Mar 9, 2017

$137M

n/a

2015

Mar 18, 2016

$121M

n/a

2011

Feb 9, 2012

$61.5M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$470M

$404M

16.3%

$286M

18.0%