DFX Intelligence

W••••• A••••• T•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor22 years in industry

W••••• A••••• T•••••

Advisor at A•••••• W••••• M••••••••• L••

Rockville, MD | MOUNT PLEASANT, SC

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Search this name across graphsid dfx:ria:0d9326cc-3ad1-cad5-87bf-095c191d7f9b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Mar 17, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 9, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••••• W••••• M••••••••• L••	Independent wealth	Dec 1, 2024	n/a	yes	Rockville, MD\|MOUNT PLEASANT, SC	Current employment
B••••••••• W••••• M•••••••••	Former SEC adviser	Jun 22, 2017	Dec 10, 2024	no	ROCKVILLE, MD

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••••••• W••••• M•••••••••	A•••••• W••••• M••••••••• L••	Dec 10, 2024	Dec 1, 2024	-9	Firm change	RIA to RIA
H• B•••• I•••	B••••••••• W••••• M•••••••••	Nov 12, 2009	Jun 22, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
286177:291902:MD:2024-12-10	Dec 10, 2024	Dec 1, 2024	ROCKVILLE, MD	Firm change

Relationships

Registered with (7)

→ A•••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Dec 1, 2024 to presentfactForm ADV
→ B••••••••• W••••• M•••••••••Registered adviserregistration: previous registration
Jun 22, 2017 to Dec 10, 2024factForm ADV
→ H• B•••• I•••Registered adviserregistration: previous registration
Apr 14, 2009 to Nov 12, 2009factForm ADV
→ I••••••••• F•••••••• S••••••••• L•••Registered adviser

Dated events

Occurred
Dec 10, 2024
Advisor changed firm
W••••• A••••• T••••• left B••••••••• W••••• M••••••••• for A•••••• W••••• M••••••••• L•• (registered 2024-12-01)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0d9326cc-3ad1-cad5-87bf-095c191d7f9b
First observed: Mar 17, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.