RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W••••• A••••• T•••••
- A•••••• W••••• M••••••••• L•• independent RIA currentsince Dec 1, 2024 · Rockville, Md
- B••••••••• W••••• M••••••••• formerJun 22, 2017 to Dec 10, 2024 · Rockville, Md
- H• B•••• I••• formerApr 14, 2009 to Nov 12, 2009 · Rockville, Md
- I••••••••• F•••••••• S••••••••• L••• unclassifiedJul 25, 2008 to Aug 26, 2009 · Cincinnati, Oh
- C••••••••• C•••••• S••••••••• I••• independent RIAJan 14, 2008 to Jul 11, 2008 · Cincinnati, Oh
- I••••••••• A••••••• S••••••• I•• formerSep 7, 2007 to Feb 8, 2008 · Cincinnati, Oh
- O• I••••••••• M••••••••• C• BD affiliatedMar 17, 2004 to Sep 4, 2007 · Cincinnati, Oh
- B••••••••• W••••• M••••••••• to A•••••• W••••• M••••••••• L••left Dec 10, 2024, registered Dec 1, 2024 (-9 days) · RIA to RIA · moved with a team
- H• B•••• I••• to B••••••••• W••••• M•••••••••left Nov 12, 2009, registered Jun 22, 2017 (2779 days) · Other
- I••••••••• F•••••••• S••••••••• L••• to H• B•••• I•••left Aug 26, 2009, registered Apr 14, 2009 (-134 days) · Other
- C••••••••• C•••••• S••••••••• I••• to I••••••••• F•••••••• S••••••••• L•••left Jul 11, 2008, registered Jul 25, 2008 (14 days) · Other
- I••••••••• A••••••• S••••••• I•• to C••••••••• C•••••• S••••••••• I•••left Feb 8, 2008, registered Jan 14, 2008 (-25 days) · Other
- O• I••••••••• M••••••••• C• to I••••••••• A••••••• S••••••• I••left Sep 4, 2007, registered Sep 7, 2007 (3 days) · Other
- W••••• A••••• T••••• left B••••••••• W••••• M••••••••• for A•••••• W••••• M••••••••• L•• (registered 2024-12-01)Dec 10, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address