This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

AMERIPRISE FINANCIAL SERVICES, LLC

Current firm class

national broker-dealer RIAderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Aug 1, 2016earliest registration or exam on IAPD

Years in industry

10derivedfrom the industry start date

Years at current firm

3derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

1

Exams

S66

First exam

Mar 19, 2021

First registration

Mar 22, 2021

Dual registered

yes, broker-dealer

Other names

CARRIE GRACE HULTING|Caroline Grace Hulting|Caroline Hulting

IAPD individual key

7067507

• Occurred

  Mar 8, 2023
  Advisor changed firm

  Caroline Grace Hulting left Scarborough Capital Management for Ameriprise Financial Services, Llc (registered 2023-03-13)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:0d9b7b28-43f8-7589-d8a6-694cfae201ef

First observed

Mar 22, 2021

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.