DFX Intelligence

K•••••• E•••••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)11 years in industry

K•••••• E•••••••• M•••••

Advisor at R•••••• J•••• F•••••••• S••••••• A•••••••• I••

ROCKVILLE, MD | Danville, VA

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Search this name across graphsid dfx:ria:0d9c346b-66a0-82c7-844c-48ab51a79538

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Dec 16, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Feb 28, 2023	n/a	yes	ROCKVILLE, MD\|Danville, VA	Current employment
B••••••• F•• L••	Independent wealth	Feb 16, 2022	Nov 18, 2022	no	Leesburg, VA\|B•••••••, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••••• F•• L••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Nov 18, 2022	Feb 28, 2023	102	Firm change	RIA to ibd
K•••••• C•••••• M•••••••••	B••••••• F•• L••	Jan 25, 2022	Feb 16, 2022

Relationships

Registered with (3)

→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: current employment
Feb 28, 2023 to presentfactForm ADV
→ B••••••• F•• L••Registered adviserregistration: previous registration
Feb 16, 2022 to Nov 18, 2022factForm ADV
→ K•••••• C•••••• M•••••••••Registered adviserregistration: previous registration
Dec 16, 2020 to Jan 25, 2022factForm ADV

Dated events

Occurred
Nov 18, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Jan 25, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0d9c346b-66a0-82c7-844c-48ab51a79538
First observed: Dec 16, 2020
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.