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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

BROOKLYN FI, LLC

CRD 292115

BROOKLYN, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d112eaa9-6d5c-0428-adfe-9701a44bbe66

Data as of Sep 3, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 26
Dated events: 13
On other graphs: 0
Observed: Mar 19, 2021 to Sep 3, 2026
32 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $563MItem 5.F on the latest filing (2026-09-03); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $563M
Private client RAUM: $563MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 15
RAUM per advisor: $37.5Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 10
Advisory employees: 10
Offices: 16Schedule D 1.F, beyond the principal office
Accounts: 373
Individual clients: 302
High net worth clients: 71
Custody, client assets: $422M
SEC number: 801-120862
CRD: 292115
Filings on the tape: 32
First filed: Mar 19, 2021
Latest filed: Sep 3, 2026
Organised: Limited Liability Company, NY

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
Shane Paul Mason	Certified Financial Planner	BROOKLYN, NY	5	16	n/a	no
Ally Ayers	n/a	BROOKLYN, NY	5	10	n/a	no
John Timothy Francis Owens	Certified Financial Planner	Lancaster, PA \| Lewes, DE \| BROOKLYN, NY	5	18	1	no
Caitlin Fastiggi	Certified Financial Planner	Perrineville, NJ \| BROOKLYN, NY	4	12	n/a	no
Eduard V Zolotarev	Certified Financial Planner	Philadelphia, PA \| BROOKLYN, NY	3	11	3	no
Kody Shane Sherlund	Certified Financial Planner	Bloomington, MN \| BROOKLYN, NY	3	10	1	no
Melanie Jean Taylor	n/a	Lewis Center, OH \| BROOKLYN, NY	2	12	n/a	no
GAGE LEGARE	Certified Financial Planner	Glasgow, MT \| BROOKLYN, NY	2	11	1	no
Crystal Rose Kozlak	Certified Financial Planner	BROOKLYN, NY \| San Bernardino, CA	1	10	1	no
Jacqueline Worstell	Certified Financial Planner	BROOKLYN, NY \| Napa, CA	0	10	1	no
Janae' Andril Bridges	n/a	BROOKLYN, NY \| Slidell, LA	0	10	2	no
Erika Moromisato	n/a	Hackensack, NJ \| BROOKLYN, NY	0	14	2	no
Anna Ngo Bhai	Certified Financial Planner	Denver, CO \| BROOKLYN, NY	0	12	3	no
STUART ALAN CONNELLY	n/a	Propser, TX \| BROOKLYN, NY	0	14	1	no
Jeffrey Dingle	n/a	Atlanta, GA \| BROOKLYN, NY	0	10	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Ayers, Ally	MANAGING MEMBER	C	yes	08/2019	Mar 19, 2021	Dec 19, 2024
Mason, Shane, Paul	MANAGING MEMBER	C	yes	11/2017	Mar 19, 2021	Dec 19, 2024
Owens, John, Timothy Francis	MEMBER, DIRECTOR OF FINANCIAL PLANNING, & CCO	A	no	08/2022	Mar 13, 2023	Dec 19, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
MASON TAX, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Mar 12, 2026	$563M	$563M	12	12	n/a	n/a
2024	Mar 25, 2025	$341M	$341M	10	10	n/a	n/a
2023	Mar 14, 2024	$228M	$228M	9	9	n/a	n/a
2022	Mar 13, 2023	$151M	$151M	9	9	n/a	n/a
2021	Feb 16, 2022	$128M	$128M	10	10	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
6	1	5	6.7%	5	0	0	8	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$563M	$341M	64.9%	$151M	55.0%	10	10	16	0

Relationships

Registered with (23)

← Jeffrey DingleAdvisorregistration: current employment
Sep 4, 2026 to presentfactForm ADV
← STUART ALAN CONNELLYAdvisorregistration: current employment
Sep 3, 2026 to presentfactForm ADV
← Anna Ngo BhaiAdvisorregistration: current employment
Aug 5, 2026 to presentfactForm ADV
← Erika MoromisatoAdvisorregistration: current employment
Jul 30, 2026 to presentfactForm ADV
← Janae' Andril BridgesAdvisorregistration: current employment
Jun 23, 2026 to presentfactForm ADV
← Jacqueline WorstellAdvisorregistration: current employment
Feb 9, 2026 to presentfactForm ADV
← Crystal Rose KozlakAdvisorregistration: current employment
Jun 6, 2025 to presentfactForm ADV
← GAGE LEGAREAdvisorregistration: current employment
Jul 2, 2024 to presentfactForm ADV
← Melanie Jean TaylorAdvisorregistration: current employment
Oct 10, 2023 to presentfactForm ADV
← Kody Shane SherlundAdvisorregistration: current employment
Apr 20, 2023 to presentfactForm ADV
← Eduard V ZolotarevAdvisorregistration: current employment
Nov 14, 2022 to presentfactForm ADV
← Caitlin FastiggiAdvisorregistration: current employment
Mar 9, 2022 to presentfactForm ADV
← John Timothy Francis OwensAdvisorregistration: current employment
Jun 30, 2021 to presentfactForm ADV
← Shane Paul MasonAdvisorregistration: current employment
Jun 29, 2021 to presentfactForm ADV
← Ally AyersAdvisorregistration: current employment
Jun 29, 2021 to presentfactForm ADV
← James William Thomas McDougalAdvisorregistration: previous registration
Jun 1, 2023 to Apr 21, 2026factForm ADV
← Brett Peter WysopalAdvisorregistration: previous registration
Sep 15, 2022 to Jul 20, 2023factForm ADV
← MARK ALLEN STANCATOAdvisorregistration: previous registration
Dec 7, 2021 to May 25, 2023factForm ADV
← JASON JAMES HOFFMANAdvisorregistration: previous registration
Sep 28, 2020 to Jan 18, 2023factForm ADV
← Katelyn Elizabeth MurrayAdvisorregistration: previous registration
Feb 16, 2022 to Nov 18, 2022factForm ADV
← Hannah Marie LockardAdvisorregistration: previous registration
Dec 9, 2021 to Nov 18, 2022factForm ADV
← RYAN LAURENCE FURLONGAdvisorregistration: previous registration
Feb 16, 2022 to Sep 12, 2022factForm ADV
← Amanda Mishaela AlbrightAdvisorregistration: previous registration
Jun 29, 2021 to Apr 14, 2022factForm ADV

Controls (2)

← Mason, Shane, PaulOwnerMANAGING MEMBER, ownership code C, individual
Mar 19, 2021 to Dec 19, 2024factForm ADV
← Ayers, AllyOwnerMANAGING MEMBER, ownership code C, individual
Mar 19, 2021 to Dec 19, 2024factForm ADV

Owns (1)

← Owens, John, Timothy FrancisOwnerMEMBER, DIRECTOR OF FINANCIAL PLANNING, & CCO, ownership code A, individual
Mar 13, 2023 to Dec 19, 2024factForm ADV

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Apr 21, 2026
Advisor changed firm
James William Thomas Mcdougal left Brooklyn Fi, Llc for Hifi Planning (registered 2026-06-16)
Form ADVobserved 5 days ago
Occurred
Mar 12, 2026
Regulatory AUM changed
Brooklyn Fi, Llc reported RAUM $563.1M, up 65% from $341.5M (2025-06-17 to 2026-03-12)
Form ADVobserved 5 days ago
$222M
Occurred
Mar 25, 2025
Regulatory AUM changed
Brooklyn Fi, Llc reported RAUM $341.5M, up 50% from $227.5M (2024-12-19 to 2025-03-25)
Form ADVobserved 5 days ago
$114M
Occurred
Jul 20, 2023
Advisor changed firm
Brett Peter Wysopal left Brooklyn Fi, Llc for Secfi Advisory Limited (registered 2023-08-04)
Form ADVobserved 5 days ago
Occurred
May 25, 2023
Advisor changed firm
Mark Allen Stancato left Brooklyn Fi, Llc for Range Advisory, Llc (registered 2023-06-14)
Form ADVobserved 5 days ago
Occurred
Jan 18, 2023
Advisor changed firm
Jason James Hoffman left Brooklyn Fi, Llc for Lgbtq Wealth Planning Llc (registered 2025-12-04)
Form ADVobserved 5 days ago
Occurred
Nov 18, 2022
Advisor changed firm
Katelyn Elizabeth Murray left Brooklyn Fi, Llc for Raymond James Financial Services Advisors, Inc (registered 2023-02-28)
Form ADVobserved 5 days ago
Occurred
Nov 18, 2022
Advisor changed firm
Hannah Marie Lockard left Brooklyn Fi, Llc for Root Financial Partners (registered 2025-09-12)
Form ADVobserved 5 days ago
Occurred
Sep 12, 2022
Advisor changed firm
Ryan Laurence Furlong left Brooklyn Fi, Llc for Facet (registered 2022-10-06)
Form ADVobserved 5 days ago
Occurred
Apr 14, 2022
Advisor changed firm
Amanda Mishaela Albright left Brooklyn Fi, Llc for Lodestar Private Asset Management Llc (registered 2025-03-24)
Form ADVobserved 5 days ago
Occurred
Mar 19, 2021
First Form ADV filing
Brooklyn Fi, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Show 2 bookkeeping events

Occurred
Sep 3, 2026
Brooklyn Fi, Llc reported 16 offices beyond its principal office, up from 11 (2026-06-23 to 2026-09-03)
Occurred
May 13, 2026
Brooklyn Fi, Llc reported 10 offices beyond its principal office, up from 0 (2026-03-12 to 2026-05-13)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d112eaa9-6d5c-0428-adfe-9701a44bbe66
First observed: Mar 19, 2021
Last observed: Sep 3, 2026 17 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BROOKLYN FI, LLC

CRD 292115

BROOKLYN, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d112eaa9-6d5c-0428-adfe-9701a44bbe66

Data as of Sep 3, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:04 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

Shane Paul Mason

Certified Financial Planner

BROOKLYN, NY

n/a

Ally Ayers

n/a

BROOKLYN, NY

n/a

John Timothy Francis Owens

Certified Financial Planner

Lancaster, PA | Lewes, DE | BROOKLYN, NY

Caitlin Fastiggi

Certified Financial Planner

Perrineville, NJ | BROOKLYN, NY

n/a

Eduard V Zolotarev

Certified Financial Planner

Philadelphia, PA | BROOKLYN, NY

Kody Shane Sherlund

Certified Financial Planner

Bloomington, MN | BROOKLYN, NY

Melanie Jean Taylor

n/a

Lewis Center, OH | BROOKLYN, NY

n/a

GAGE LEGARE

Certified Financial Planner

Glasgow, MT | BROOKLYN, NY

Crystal Rose Kozlak

Certified Financial Planner

BROOKLYN, NY | San Bernardino, CA

Jacqueline Worstell

Certified Financial Planner

BROOKLYN, NY | Napa, CA

Janae' Andril Bridges

n/a

BROOKLYN, NY | Slidell, LA

Erika Moromisato

n/a

Hackensack, NJ | BROOKLYN, NY

Anna Ngo Bhai

Certified Financial Planner

Denver, CO | BROOKLYN, NY

STUART ALAN CONNELLY

n/a

Propser, TX | BROOKLYN, NY

Jeffrey Dingle

n/a

Atlanta, GA | BROOKLYN, NY

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Ayers, Ally

MANAGING MEMBER

yes

08/2019

Mar 19, 2021

Dec 19, 2024

Mason, Shane, Paul

MANAGING MEMBER

yes

11/2017

Mar 19, 2021

Dec 19, 2024

Owens, John, Timothy Francis

MEMBER, DIRECTOR OF FINANCIAL PLANNING, & CCO

08/2022

Mar 13, 2023

Dec 19, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

MASON TAX, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 12, 2026

$563M

n/a

2024

Mar 25, 2025

$341M

n/a

2023

Mar 14, 2024

$228M

n/a

2022

Mar 13, 2023

$151M

n/a

2021

Feb 16, 2022

$128M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

6.7%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$563M

$341M

64.9%

$151M

55.0%