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Advisor at J.P. MORGAN SECURITIES LLC
AUBURN HILLS, MI | ORION TOWNSHIP, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | Wirehouse | Apr 10, 2023 | n/a | yes | AUBURN HILLS, MI|ORION TOWNSHIP, MI | Current employment |
| CUSO FINANCIAL SERVICES, L.P. | Former SEC adviser | Sep 26, 2022 | Apr 14, 2023 | no | Auburn Hills, MI | Previous registration |
| COMERICA SECURITIES | Former SEC adviser | Jun 1, 2017 | Sep 7, 2022 | no | BLOOMFIELD HILLS, MI | Previous registration |
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Dec 8, 2014 | Dec 16, 2016 | no | BIRMINGHAM, MI | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Oct 25, 2010 | Dec 3, 2014 | no | BLOOMFIELD HILLS, MI|TROY, MI|WEEHAWKEN, NJ|TROY, MI | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jun 7, 2007 | Nov 26, 2008 | no | BLOOMFIELD HILLS, MI | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Mar 7, 2000 | Nov 12, 2003 | no | BLOOMFIELD HILLS, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CUSO FINANCIAL SERVICES, L.P. | J.P. MORGAN SECURITIES LLC | Apr 14, 2023 | Apr 10, 2023 | -4 | Firm change | Ibd to wirehouse |
| COMERICA SECURITIES | CUSO FINANCIAL SERVICES, L.P. | Sep 7, 2022 | Sep 26, 2022 | 19 | Firm change | RIA to ibd |
| RAYMOND JAMES & ASSOCIATES, INC. | COMERICA SECURITIES | Dec 16, 2016 | Jun 1, 2017 | 167 | Firm change | Other |
| UBS FINANCIAL SERVICES INC. | RAYMOND JAMES & ASSOCIATES, INC. | Dec 3, 2014 | Dec 8, 2014 | 5 | Firm change | Wirehouse to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | UBS FINANCIAL SERVICES INC. | Nov 26, 2008 | Oct 25, 2010 | 698 | Firm change after gap | Wirehouse to wirehouse |