DFX Intelligence

P••••••••• P••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

P••••••••• P••••••

Advisor at U••••• W••••• S•••••••••

BURR RIDGE, IL

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Search this name across graphsid dfx:ria:0dae8d85-f164-21bb-0e34-4238cc5d1904

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Sep 8, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U••••• W••••• S•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U••••• W••••• S•••••••••	Independent wealth	Jan 17, 2023	n/a	yes	BURR RIDGE, IL	Current employment
U••••• W••••• S•••••••••	Independent wealth	Dec 19, 2022	Dec 20, 2022	no	BURR RIDGE, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••• A•••••• G••••• L••	U••••• W••••• S•••••••••	Mar 29, 2023	Dec 19, 2022	-100	Firm change after gap	Ibd to new firm

Team moves

••• Locked

Team	Left	Joined	From	Kind
155216:323994:IL:2023-03-29	Mar 29, 2023	Dec 19, 2022	BURR RIDGE, IL	Firm change after gap

Relationships

Registered with (2)

→ U••••• W••••• S•••••••••Registered adviserregistration: previous registration
Dec 19, 2022 to Dec 20, 2022factForm ADV
→ P•••••• A•••••• G••••• L••Registered adviserregistration: previous registration
Sep 8, 2022 to Mar 29, 2023factForm ADV

Dated events

Occurred
Mar 29, 2023
A•••••• firm change
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0dae8d85-f164-21bb-0e34-4238cc5d1904
First observed: Sep 8, 2022
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.