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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

KIERAN M MCMANUS

Advisor at LPL FINANCIAL LLC

CHARLOTTE, NC | HARRISBURG, PA | FORT MILL, SC

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Search this name across graphsid dfx:ria:0db359d4-aa4c-40d4-392b-0501bcb1b9a0

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Dec 31, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 22, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 3
Exams: S63|S66
First exam: Jun 22, 1998
First registration: Dec 31, 2001
Dual registered: yes, broker-dealer
Other names: MIKE MCMANUS|KIERAN MICHAEL MCMANUS|MICHAEL MCMANUS
IAPD individual key: 3004871

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	May 18, 2022	n/a	yes	HARRISBURG, PA\|CHARLOTTE, NC\|FORT MILL, SC	Current employment
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	May 20, 2016	May 20, 2022	no	CHARLOTTE, NC\|CHARLOTTE, NC\|MATTHEWS, NC\|MONROE, NC\|MONROE, NC\|MONROE, NC\|MATTHEWS, NC\|MATTHEWS, NC	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Jan 22, 2015	May 4, 2016	no	GASTONIA, NC\|SWANSBORO, NC\|MOREHEAD CITY, NC\|WILMINGTON, NC\|NEW BERN, NC\|SHELBY, NC\|FOREST CITY, NC\|CHARLOTTE, NC\|GASTONIA, NC\|MONROE, NC\|SARASOTA, FL\|BRADENTON, FL\|BRADENTON, FL	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	May 8, 2014	Jan 8, 2015	no	CHARLOTTE, NC	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Dec 31, 2001	Apr 14, 2014	no	CHARLOTTE, NC\|CHARLOTTE, NC\|CHARLOTTE, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	LPL FINANCIAL LLC	May 20, 2022	May 18, 2022	-2	Firm change	Wirehouse to RIA
PNC WEALTH MANAGEMENT	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	May 4, 2016	May 20, 2016	16	Firm change	Other
UBS FINANCIAL SERVICES INC.	PNC WEALTH MANAGEMENT	Jan 8, 2015	Jan 22, 2015	14	Firm change	Other
WELLS FARGO ADVISORS	UBS FINANCIAL SERVICES INC.	Apr 14, 2014	May 8, 2014	24	Firm change	Wirehouse to wirehouse

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
7691:6413:NC:2022-05-19	May 20, 2022	May 18, 2022	MATTHEWS, NC	Firm change

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
May 18, 2022 to presentfactForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
May 20, 2016 to May 20, 2022factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Jan 22, 2015 to May 4, 2016factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
May 8, 2014 to Jan 8, 2015factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Dec 31, 2001 to Apr 14, 2014factForm ADV

Dated events

Occurred
May 20, 2022
Advisor changed firm
Kieran M Mcmanus left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Lpl Financial Llc (registered 2022-05-18)
Form ADVobserved 6 days ago