DFX Intelligence

C•• I••••••••• A•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM under $100M

C•• I••••••••• A•••••••• L••

CRD 298279

PONCA CITY, OK

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Search this name across graphsid dfx:ria:0db60415-af52-b988-3c37-2add3e69e472

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 31, 2026 to Mar 31, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $55.8M••• Locked
Discretionary RAUM: $55.8M
Private client RAUM: $48.5Mderived••• Locked
Private client share: 87%derivedprivate client RAUM over total RAUM
Employees: 3
Advisory employees: 3

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
C••• V••••• C•••••	n/a	PONCA CITY, OK	1	34	1	no
G••••• D•• C•••••	n/a	PONCA CITY, OK	1	31

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
C• V••••• C•••••• C•••••	3	Dec 31, 2018	Jan 1, 2025	PONCA CITY, OK	Firm absorbed	Other	100.0%

Relationships

Registered with (3)

← C••• V••••• C•••••Advisorregistration: current employment
Jan 1, 2025 to presentfactForm ADV
← G••••• D•• C•••••Advisorregistration: current employment
Jan 1, 2025 to presentfactForm ADV
← L••• M•••• R•••Advisorregistration: current employment
Jan 1, 2025 to presentfactForm ADV

Moved with (1)

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0db60415-af52-b988-3c37-2add3e69e472
First observed: Mar 31, 2026
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.