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C• V••••• C•••••• C•••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

C• V••••• C•••••• C•••••

C••••• C••• V•••••, CRD 108144

PONCA CITY, OK

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Search this name across graphsid dfx:ria:092e78c0-f01d-3eda-c85b-1f703d12f780

Data as of Apr 20, 2012 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Jan 4, 2012 to Apr 20, 2012
4 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $32.9MItem 5.F on the latest filing (2012-04-20); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $32.9M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Accounts

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C•••••• C•••• V•••••	Owner	E	yes	02/1992	Jan 4, 2012	Apr 20, 2012
C•••••• G•••••• D••	CHIEF COMPLIANCE OFFICER	Na	yes	06/2004	Jan 4, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
C••••• C••• V•••••	n/a	Former SEC adviser	$32.9M	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Jan 4, 2012	$32.9M	$32.9M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	$32.9M	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
C•• I••••••••• A•••••••• L••	3	Dec 31, 2018	Jan 1, 2025	PONCA CITY, OK	Firm absorbed	Other	100.0%

Relationships

Affiliated with (1)

→ C• V••••• C•••••• C•••••Registered adviserother investment adviser, common control
factForm ADV

Controls (2)

← C•••••• C•••• V•••••OwnerOWNER, ownership code E, individual
Jan 4, 2012 to presentfactForm ADV
← C•••••• G•••••• D••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jan 4, 2012 to presentfactForm ADV

Moved with (1)

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:092e78c0-f01d-3eda-c85b-1f703d12f780
First observed: Jan 4, 2012
Last observed: Apr 20, 2012 175 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.