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Advisor at CETERA INVESTMENT ADVISERS LLC
Charlottesville, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Jul 16, 2025 | n/a | yes | Charlottesville, VA | Current employment |
| PRIVATE ADVISOR GROUP, LLC | Bd affiliated wealth | May 14, 2021 | Jul 14, 2025 | no | Charlottesville, VA|MORRISTOWN, NJ|Lynchburg, VA | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Feb 20, 2019 | May 20, 2021 | no | CHARLOTTESVILLE, VA|LYNCHBURG, VA | Previous registration |
| THE CAPITAL MANAGEMENT CORPORATION | Independent wealth | Sep 20, 2011 | Dec 13, 2017 | no | GLEN ALLEN, VA | Previous registration |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Sep 23, 2009 | Sep 30, 2011 | no | Forest, VA|Virginia Beach, VA | Previous registration |
| FLIPPIN BRUCE & PORTER INC | Former SEC adviser | Sep 24, 1993 | Apr 15, 2009 | no | LYNCHBURG, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRIVATE ADVISOR GROUP, LLC | CETERA INVESTMENT ADVISERS LLC | Jul 14, 2025 | Jul 16, 2025 | 2 | Firm change | Ibd to ibd |
| LPL FINANCIAL LLC | PRIVATE ADVISOR GROUP, LLC | May 20, 2021 | May 14, 2021 | -6 | Firm change | Ibd to ibd |
| THE CAPITAL MANAGEMENT CORPORATION | LPL FINANCIAL LLC | Dec 13, 2017 | Feb 20, 2019 | 434 | Firm change after gap | Other |
| MML INVESTORS SERVICES, LLC | THE CAPITAL MANAGEMENT CORPORATION | Sep 30, 2011 | Sep 20, 2011 | -10 | Firm change | Other |
| FLIPPIN BRUCE & PORTER INC | MML INVESTORS SERVICES, LLC | Apr 15, 2009 | Sep 23, 2009 | 161 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 155216:105644:VA:2025-07-14 | Jul 14, 2025 | Jul 16, 2025 | LYNCHBURG, VA | Firm change |
| 6413:155216:VA:2021-05-20 | May 20, 2021 | May 14, 2021 | LYNCHBURG, VA | Firm change |