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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

NORTHERN SHIPPING FUND MANAGEMENT LLC

CRD 300339

STAMFORD, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0ddd03bd-88ce-c07b-a6d2-cccbf8bcfd97

Data as of Mar 30, 2022 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 2
On other graphs: 1
Observed: Mar 30, 2020 to Mar 30, 2022
6 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Northern Shipping Fund Management LLC

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $808MItem 5.F on the latest filing (2022-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $793M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 14
Advisory employees: 7
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 5
Private funds: 5Schedule D 7.B(1)
Private fund GAV: $808Mgross asset value as reported per fund; never fund size
Custody, client assets: $15.2M
SEC number: 801-118604
CRD: 300339
Filings on the tape: 6
First filed: Mar 30, 2020
Latest filed: Mar 30, 2022
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
NORTHERN SHIPPING INTERNATIONAL FUND III LP	Private Equity Fund	$13.7M	Mar 30, 2022	21	Mar 30, 2016	reported	021-258424

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Durkin, Jennifer, L	Shareholder	C	yes	09/2019	Mar 30, 2020	Mar 30, 2022
DURKIN, ROBERT, SEAN	Shareholder	D	yes	09/2019	Mar 30, 2020	Mar 30, 2022
DURKIN, ROBERT, SEAN	President	Na	yes	12/2018	Mar 30, 2020	Mar 30, 2022
ERASMUS MANAGEMENT INC.	Member	D	yes	10/2019	Mar 30, 2020	Mar 30, 2022
Hoekstra, Janette	Shareholder	D	yes	09/2019	Mar 30, 2020	Mar 30, 2022
HOEKSTRA, SYBREN	Shareholder	D	yes	09/2019	Mar 30, 2020	Mar 30, 2022
HOEKSTRA, SYBREN	SENIOR INVESTMENT MANAGER AND SECRETARY	Na	yes	12/2018	Mar 30, 2020	Mar 30, 2022
LEMANSKI, RICHARD, M	CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER	Na	yes	12/2018	Mar 30, 2020	Mar 30, 2022
MYSTIC LANE PARTNERS INC.	Member	D	yes	10/2019	Mar 30, 2020	Mar 30, 2022

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2021	Mar 30, 2022	$808M	$793M	14	7	5	$808M
2020	Jul 9, 2021	$954M	$922M	14	8	5	$953M
2000	Mar 28, 2021	$954M	$922M	14	8	5	$953M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$808M	$954M	-15.3%	n/a	n/a	14	14	0	0

Relationships

Advises (1)

→ NORTHERN SHIPPING INTERNATIONAL FUND III LPPrivate fundPrivate Equity Fund, IA
Mar 30, 2016 to presentfactForm ADV

Controls (7)

← LEMANSKI, RICHARD, MOwnerCHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 30, 2020 to presentfactForm ADV
← HOEKSTRA, SYBRENOwnerSHAREHOLDER, ownership code D, individual
Mar 30, 2020 to presentfactForm ADV
← DURKIN, ROBERT, SEANOwnerSHAREHOLDER, ownership code D, individual
Mar 30, 2020 to presentfactForm ADV
← Durkin, Jennifer, LOwnerSHAREHOLDER, ownership code C, individual
Mar 30, 2020 to presentfactForm ADV
← Hoekstra, JanetteOwnerSHAREHOLDER, ownership code D, individual
Mar 30, 2020 to presentfactForm ADV
← ERASMUS MANAGEMENT INC.OwnerMEMBER, ownership code D, domestic entity
Mar 30, 2020 to presentfactForm ADV
← MYSTIC LANE PARTNERS INC.OwnerMEMBER, ownership code D, domestic entity
Mar 30, 2020 to presentfactForm ADV

Dated events

Occurred
Mar 30, 2020
Succession filed (Item 4)
Northern Shipping Fund Management Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 4 days ago
Occurred
Mar 30, 2020
First Form ADV filing
Northern Shipping Fund Management Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0ddd03bd-88ce-c07b-a6d2-cccbf8bcfd97
First observed: Mar 30, 2020
Last observed: Mar 30, 2022 54 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

NORTHERN SHIPPING FUND MANAGEMENT LLC

CRD 300339

STAMFORD, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0ddd03bd-88ce-c07b-a6d2-cccbf8bcfd97

Data as of Mar 30, 2022 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:40 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

NORTHERN SHIPPING INTERNATIONAL FUND III LP

Private Equity Fund

$13.7M

Mar 30, 2022

Mar 30, 2016

reported

021-258424

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Durkin, Jennifer, L

Shareholder

yes

09/2019

Mar 30, 2020

Mar 30, 2022

DURKIN, ROBERT, SEAN

Shareholder

yes

09/2019

Mar 30, 2020

Mar 30, 2022

DURKIN, ROBERT, SEAN

President

yes

12/2018

Mar 30, 2020

Mar 30, 2022

ERASMUS MANAGEMENT INC.

Member

yes

10/2019

Mar 30, 2020

Mar 30, 2022

Hoekstra, Janette

Shareholder

yes

09/2019

Mar 30, 2020

Mar 30, 2022

HOEKSTRA, SYBREN

Shareholder

yes

09/2019

Mar 30, 2020

Mar 30, 2022

HOEKSTRA, SYBREN

SENIOR INVESTMENT MANAGER AND SECRETARY

yes

12/2018

Mar 30, 2020

Mar 30, 2022

LEMANSKI, RICHARD, M

CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER

yes

12/2018

Mar 30, 2020

Mar 30, 2022

MYSTIC LANE PARTNERS INC.

Member

yes

10/2019

Mar 30, 2020

Mar 30, 2022

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2021

Mar 30, 2022

$808M

$793M

$808M

2020

Jul 9, 2021

$954M

$922M

$953M

2000

Mar 28, 2021

$954M

$922M

$953M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2021

$808M

$954M

-15.3%

n/a