DFX Intelligence

N••••••• F•••••• T••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)22 years in industry

N••••••• F•••••• T••••••

Advisor at A•• A••••• C•••••• R•••••••• L••

CANBY, OR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0dde3b1a-3ef0-2dd4-a189-744951ec0d68

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Nov 21, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•• A••••• C•••••• R•••••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Nov 14, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•• A••••• C•••••• R•••••••• L••	Mixed wealth	Nov 8, 2017	n/a	yes	CANBY, OR	Current employment
C••••• A••••••• L••	Former SEC adviser	Feb 28, 2012	Oct 18, 2017	no	GREENWOOD VILLAGE, CO\|PORTLAND, OR\|CANBY, OR

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• A••••••• L••	A•• A••••• C•••••• R•••••••• L••	Oct 18, 2017	Nov 8, 2017	21	Firm change	Other
P•••••• W••• F•••••••• C••••••••• I••	C••••• A••••••• L••	Feb 28, 2012	Feb 28, 2012

Relationships

Registered with (3)

→ A•• A••••• C•••••• R•••••••• L••Registered adviserregistration: current employment
Nov 8, 2017 to presentfactForm ADV
→ C••••• A••••••• L••Registered adviserregistration: previous registration
Feb 28, 2012 to Oct 18, 2017factForm ADV
→ P•••••• W••• F•••••••• C••••••••• I••Registered adviserregistration: previous registration
Nov 21, 2006 to Feb 28, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0dde3b1a-3ef0-2dd4-a189-744951ec0d68
First observed: Nov 21, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.