DFX Intelligence

J••• J••••• N••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)41 years in industry

J••• J••••• N••••••

Advisor at C•••••••• I••••••••• R••••••• A•••••••• I•••

Great Neck, NY

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Search this name across graphsid dfx:ria:0ddf25be-d0af-ccee-1b30-201946096e26

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 19, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• I••••••••• R••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 10, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Mar 26, 2021	n/a	yes	Great Neck, NY	Current employment
B• R•••• W••••• A•••••••• I•••	Bd affiliated wealth	May 28, 2014	Jan 20, 2021	no	FLUSHING, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B• R•••• W••••• A•••••••• I•••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Jan 20, 2021	Mar 26, 2021	65	Firm change	Ibd to ibd
A•••• • F•••••••• P•••••••• L••	B• R•••• W••••• A•••••••• I•••	May 6, 2014	May 28, 2014

Team moves

••• Locked

Team	Left	Joined	From	Kind
115927:134139:NY:2021-01-20	Jan 20, 2021	Mar 26, 2021	FLUSHING, NY	Firm change

Relationships

Registered with (3)

→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: current employment
Mar 26, 2021 to presentfactForm ADV
→ B• R•••• W••••• A•••••••• I•••Registered adviserregistration: previous registration
May 28, 2014 to Jan 20, 2021factForm ADV
→ A•••• • F•••••••• P•••••••• L••Registered adviserregistration: previous registration
Jul 19, 2010 to May 6, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0ddf25be-d0af-ccee-1b30-201946096e26
First observed: Jul 19, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.