J••• J••••• N••••••

• C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated current
  since Mar 26, 2021 · Great Neck, Ny
• B• R•••• W••••• A•••••••• I••• BD affiliated
  May 28, 2014 to Jan 20, 2021 · Flushing, Ny
• A•••• • F•••••••• P•••••••• L•• former
  Jul 19, 2010 to May 6, 2014 · Flushing, Ny

• B• R•••• W••••• A•••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••
  left Jan 20, 2021, registered Mar 26, 2021 (65 days) · Affiliated broker-dealer or bank to another · moved with a team
• A•••• • F•••••••• P•••••••• L•• to B• R•••• W••••• A•••••••• I•••
  left May 6, 2014, registered May 28, 2014 (22 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

41derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address