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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

KEVIN MICHAEL CLEMSON

Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

ATLANTA, GA | INDIANAPOLIS, IN

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Search this name across graphsid dfx:ria:0dfb197d-04df-70cd-66c8-9ff282e6efd4

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Aug 21, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 8, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 3
Exams: S66|S63
First exam: Jul 8, 2005
First registration: Aug 21, 2007
Dual registered: yes, broker-dealer
Other names: KEVIN MICHAEL CLEMSON|Kevin Clemson
IAPD individual key: 2654490

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	May 24, 2022	n/a	yes	INDIANAPOLIS, IN\|ATLANTA, GA	Current employment
THE BALDWIN GROUP WEALTH ADVISORS, LLC	Other adviser	Jul 16, 2021	May 6, 2022	no	TAMPA, FL	Previous registration
USI ADVISORS	Institutional manager	Jul 31, 2018	Jun 7, 2021	no	Irvine, CA\|GLASTONBURY, CT\|GLASTONBURY, CT\|Irvine, CA	Previous registration
MMC SECURITIES LLC	Former SEC adviser	Sep 14, 2017	Dec 18, 2017	no	LOS ANGELES, CA\|BOSTON, MA	Previous registration
CAPITAL CLIENT GROUP, INC.	No RAUM reported	Jul 24, 2013	Jun 2, 2017	no	LOS ANGELES, CA\|CARMEL, IN	Previous registration
PRINCIPAL SECURITIES, INC.	Bd affiliated wealth	Aug 21, 2007	Apr 1, 2010	no	CHESTERFIELD, MO\|DES MOINES, IA\|CHESTERFIELD, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
THE BALDWIN GROUP WEALTH ADVISORS, LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	May 6, 2022	May 24, 2022	18	Firm change	Other
USI ADVISORS	THE BALDWIN GROUP WEALTH ADVISORS, LLC	Jun 7, 2021	Jul 16, 2021	39	Firm change	Other
MMC SECURITIES LLC	USI ADVISORS	Dec 18, 2017	Jul 31, 2018	225	Firm change	Other
CAPITAL CLIENT GROUP, INC.	MMC SECURITIES LLC	Jun 2, 2017	Sep 14, 2017	104	Firm change	Other
PRINCIPAL SECURITIES, INC.	CAPITAL CLIENT GROUP, INC.	Apr 1, 2010	Jul 24, 2013	1,210	Firm change after gap	Other

Relationships

Registered with (6)

→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: current employment
May 24, 2022 to presentfactForm ADV
→ THE BALDWIN GROUP WEALTH ADVISORS, LLCRegistered adviserregistration: previous registration
Jul 16, 2021 to May 6, 2022factForm ADV
→ USI ADVISORSRegistered adviserregistration: previous registration
Jul 31, 2018 to Jun 7, 2021factForm ADV
→ MMC SECURITIES LLCRegistered adviserregistration: previous registration
Sep 14, 2017 to Dec 18, 2017factForm ADV
→ CAPITAL CLIENT GROUP, INC.Registered adviserregistration: previous registration
Jul 24, 2013 to Jun 2, 2017factForm ADV
→ PRINCIPAL SECURITIES, INC.Registered adviserregistration: previous registration
Aug 21, 2007 to Apr 1, 2010factForm ADV

Dated events

Occurred
May 6, 2022
Advisor changed firm
Kevin Michael Clemson left The Baldwin Group Wealth Advisors, Llc for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2022-05-24)
Form ADVobserved 4 days ago