DFX Intelligence

D••••• C••••••••• D•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst25 years in industry

D••••• C••••••••• D•••••

Advisor at L••••• K••• C•••••• M••••••••• C•••••••••

FORT WORTH, TX

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Search this name across graphsid dfx:ria:0e004ca7-d0db-788e-559d-ed00c3425d45

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 15, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L••••• K••• C•••••• M••••••••• C•••••••••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Jan 29, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L••••• K••• C•••••• M••••••••• C•••••••••	Mixed wealth	Oct 24, 2014	n/a	yes	FORT WORTH, TX	Current employment
B••• H•••••••• I•••	Former SEC adviser	Jan 15, 2013	Mar 7, 2014	no	DALLAS, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••• H•••••••• I•••	L••••• K••• C•••••• M••••••••• C•••••••••	Mar 7, 2014	Oct 24, 2014	231	Firm change	Other

Relationships

Registered with (2)

→ L••••• K••• C•••••• M••••••••• C•••••••••Registered adviserregistration: current employment
Oct 24, 2014 to presentfactForm ADV
→ B••• H•••••••• I•••Registered adviserregistration: previous registration
Jan 15, 2013 to Mar 7, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0e004ca7-d0db-788e-559d-ed00c3425d45
First observed: Jan 15, 2013
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.