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Advisor at KATHMERE CAPITAL MANAGEMENT, LLC
WAYNE, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| KATHMERE CAPITAL MANAGEMENT, LLC | Independent wealth | Oct 1, 2019 | n/a | yes | WAYNE, PA | Current employment |
| PRIVATE ADVISOR GROUP, LLC | Bd affiliated wealth | Jun 20, 2012 | Oct 1, 2019 | no | KING OF PRUSSIA, PA|MORRISTOWN, NJ | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | May 2, 2007 | Oct 9, 2019 | no | FORT MILL, SC|KING OF PRUSSIA, PA|KING OF PRUSSIA, PA | Previous registration |
| OSAIC FS, INC. | Former SEC adviser | Aug 21, 2006 | May 8, 2007 | no | BRYN MAWR, PA | Previous registration |
| ESI FINANCIAL ADVISORS | Independent wealth | Jun 26, 2003 | Dec 10, 2004 | no | MEDIA, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | PRIVATE ADVISOR GROUP, LLC | Oct 9, 2019 | Jun 20, 2012 | -2,667 | Firm change after gap | Other |
| PRIVATE ADVISOR GROUP, LLC | KATHMERE CAPITAL MANAGEMENT, LLC | Oct 1, 2019 | Oct 1, 2019 | 0 | Firm change | RIA to new firm |
| OSAIC FS, INC. | LPL FINANCIAL LLC | May 8, 2007 | May 2, 2007 | -6 | Firm change | Other |
| ESI FINANCIAL ADVISORS | OSAIC FS, INC. | Dec 10, 2004 | Aug 21, 2006 | 619 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6413:155216:PA:2019-10-09 | Oct 9, 2019 | Jun 20, 2012 | KING OF PRUSSIA, PA | Firm change after gap |
| 155216:305118:NJ:2019-10-01 | Oct 1, 2019 | Oct 1, 2019 | MORRISTOWN, NJ | Firm change |