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A••••• T••••• M••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor11 years in industry

A••••• T••••• M••••••••

Advisor at F•••• D•• F•••••••• L••

WAREHAM, MA

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Search this name across graphsid dfx:ria:0e0811f9-9318-3e9a-0914-60914bcba2da

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Jan 20, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• D•• F•••••••• L••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• D•• F•••••••• L••	State registered	Sep 30, 2025	n/a	yes	WAREHAM, MA	Current employment
M•• I•••••••• S•••••••• L••	Bd affiliated wealth	Sep 25, 2023	Dec 31, 2024	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M•• I•••••••• S•••••••• L••	F•••• D•• F•••••••• L••	Dec 31, 2024	Sep 30, 2025	273	Firm change	Ibd to state RIA
P•••• S••••••••• L••	M•• I•••••••• S•••••••• L••	Jul 20, 2023

Relationships

Registered with (3)

→ F•••• D•• F•••••••• L••Registered adviserregistration: current employment
Sep 30, 2025 to presentfactForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Sep 25, 2023 to Dec 31, 2024factForm ADV
→ P•••• S••••••••• L••Registered adviserregistration: previous registration
Jan 20, 2022 to Jul 20, 2023factForm ADV

Dated events

Occurred
Dec 31, 2024
Advisor changed firm
A••••• T••••• M•••••••• left M•• I•••••••• S•••••••• L•• for F•••• D•• F•••••••• L•• (registered 2025-09-30)
Form ADVobserved 7 days ago
Occurred
Jul 20, 2023
Advisor changed firm
A••••• T••••• M•••••••• left P•••• S••••••••• L•• for M•• I•••••••• S•••••••• L•• (registered 2023-09-25)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0e0811f9-9318-3e9a-0914-60914bcba2da
First observed: Jan 20, 2022
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.