RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• T••••• M••••••••
- F•••• D•• F•••••••• L•• state registered currentsince Sep 30, 2025 · Wareham, Ma
- M•• I•••••••• S•••••••• L•• BD affiliatedSep 25, 2023 to Dec 31, 2024 · Wareham, Ma
- P•••• S••••••••• L•• no RAUMJan 20, 2022 to Jul 20, 2023 · Needham, Ma
- M•• I•••••••• S•••••••• L•• to F•••• D•• F•••••••• L••left Dec 31, 2024, registered Sep 30, 2025 (273 days) · Affiliated broker-dealer or bank to a state-registered adviser
- P•••• S••••••••• L•• to M•• I•••••••• S•••••••• L••left Jul 20, 2023, registered Sep 25, 2023 (67 days) · Affiliated broker-dealer or bank to another
- A••••• T••••• M•••••••• left M•• I•••••••• S•••••••• L•• for F•••• D•• F•••••••• L•• (registered 2025-09-30)Dec 31, 2024 · Advisor changed firm · fact
- A••••• T••••• M•••••••• left P•••• S••••••••• L•• for M•• I•••••••• S•••••••• L•• (registered 2023-09-25)Jul 20, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address