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Advisor at WELLS FARGO ADVISORS
WASHINGTON, DC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Mar 22, 2013 | n/a | yes | WASHINGTON, DC | Current employment |
| SUNTRUST INVESTMENT SERVICES, INC. | Former SEC adviser | Oct 16, 2009 | Apr 4, 2013 | no | WASHINGTON, DC|WASHINGTON, DC|WASHINGTON, DC|WASHINGTON, DC|WASHINGTON, DC|WASHINGTON, DC|WASHINGTON, DC|WASHINGTON, DC | Previous registration |
| SECURIAN FINANCIAL SERVICES, INC. | Former SEC adviser | May 7, 2009 | Oct 30, 2009 | no | ROCKVILLE, MD | Previous registration |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | n/a | Oct 13, 2008 | Mar 26, 2009 | no | BETHESDA, MD|ROCKVILLE, MD | Previous registration |
| FIRST COMMAND FINANCIAL PLANNING, INC. | Former SEC adviser | Mar 16, 2006 | Nov 4, 2008 | no | Kaiserslautern|ARLINGTON, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SUNTRUST INVESTMENT SERVICES, INC. | WELLS FARGO ADVISORS | Apr 4, 2013 | Mar 22, 2013 | -13 | Firm change | Other |
| SECURIAN FINANCIAL SERVICES, INC. | SUNTRUST INVESTMENT SERVICES, INC. | Oct 30, 2009 | Oct 16, 2009 | -14 | Firm change | Other |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | SECURIAN FINANCIAL SERVICES, INC. | Mar 26, 2009 | May 7, 2009 | 42 | Firm change | Other |
| FIRST COMMAND FINANCIAL PLANNING, INC. | BANC OF AMERICA INVESTMENT SERVICES, INC. | Nov 4, 2008 | Oct 13, 2008 | -22 | Firm change | Other |