DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
S••••••• A•••• C••••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as S•••• A•••• C••••••••• A•••• C••••••••• A• C••••••••
At current firm
13 y
since Mar 22, 2013
In the industry
20 y
since Feb 6, 2006 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
5
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Mar 22, 2013 · Washington, Dc
- S••••••• I••••••••• S•••••••• I••• formerOct 16, 2009 to Apr 4, 2013 · Washington, Dc
- S••••••• F•••••••• S•••••••• I••• formerMay 7, 2009 to Oct 30, 2009 · Rockville, Md
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedOct 13, 2008 to Mar 26, 2009 · Bethesda, Md
- F•••• C•••••• F•••••••• P•••••••• I••• formerMar 16, 2006 to Nov 4, 2008 · Kaiserslautern
Moves
a registration end followed by a registration begin elsewhere
- S••••••• I••••••••• S•••••••• I••• to W•••• F•••• A•••••••left Apr 4, 2013, registered Mar 22, 2013 (-13 days) · Other
- S••••••• F•••••••• S•••••••• I••• to S••••••• I••••••••• S•••••••• I•••left Oct 30, 2009, registered Oct 16, 2009 (-14 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to S••••••• F•••••••• S•••••••• I•••left Mar 26, 2009, registered May 7, 2009 (42 days) · Other
- F•••• C•••••• F•••••••• P•••••••• I••• to B••• O• A•••••• I••••••••• S•••••••• I•••left Nov 4, 2008, registered Oct 13, 2008 (-22 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address