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RIA / WealthAdvisorChartered Financial Analyst28 years in industry

BRIAN JOSEPH PRESTI

Advisor at TFC FINANCIAL MANAGEMENT INC

BOSTON, MA

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Search this name across graphsid dfx:ria:0e13f472-1b33-9c8b-860a-94b7891f46ad

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 6:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Oct 4, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TFC FINANCIAL MANAGEMENT INC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 19, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Analyst
Exams: S66|S63
First exam: Feb 19, 1998
First registration: Oct 4, 1999
Dual registered: no
IAPD individual key: 2977901

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TFC FINANCIAL MANAGEMENT INC	Independent wealth	Jun 30, 2023	n/a	yes	BOSTON, MA	Current employment
FOCUS PARTNERS WEALTH, LLC	Independent wealth	Dec 4, 2019	Jun 20, 2023	no	ST. LOUIS, MO\|Concord, NH	Previous registration
HARVEST CAPITAL MANAGEMENT INC	Former SEC adviser	Aug 24, 2015	Nov 14, 2019	no	CONCORD, NH	Previous registration
CARLSON INVESTMENTS	Independent wealth	Mar 28, 2007	Aug 17, 2015	no	CONCORD, NH	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Oct 4, 1999	Sep 15, 2006	no	BURLINGTON, VT\|South Burlington, VT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FOCUS PARTNERS WEALTH, LLC	TFC FINANCIAL MANAGEMENT INC	Jun 20, 2023	Jun 30, 2023	10	Firm change	RIA to RIA
HARVEST CAPITAL MANAGEMENT INC	FOCUS PARTNERS WEALTH, LLC	Nov 14, 2019	Dec 4, 2019	20	Firm change	RIA to RIA
CARLSON INVESTMENTS	HARVEST CAPITAL MANAGEMENT INC	Aug 17, 2015	Aug 24, 2015	7	Firm change	Other
CHARLES SCHWAB & CO., INC.	CARLSON INVESTMENTS	Sep 15, 2006	Mar 28, 2007	194	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
106613:159289:NH:2019-11-14	Nov 14, 2019	Dec 4, 2019	CONCORD, NH	Firm change

Relationships

Registered with (5)

→ TFC FINANCIAL MANAGEMENT INCRegistered adviserregistration: current employment
Jun 30, 2023 to presentfactForm ADV
→ FOCUS PARTNERS WEALTH, LLCRegistered adviserregistration: previous registration
Dec 4, 2019 to Jun 20, 2023factForm ADV
→ HARVEST CAPITAL MANAGEMENT INCRegistered adviserregistration: previous registration
Aug 24, 2015 to Nov 14, 2019factForm ADV
→ CARLSON INVESTMENTSRegistered adviserregistration: previous registration
Mar 28, 2007 to Aug 17, 2015factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Oct 4, 1999 to Sep 15, 2006factForm ADV

Dated events

Occurred
Jun 20, 2023
Advisor changed firm
Brian Joseph Presti left Focus Partners Wealth, Llc for Tfc Financial Management Inc (registered 2023-06-30)
Form ADVobserved 6 days ago