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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

HARVEST CAPITAL MANAGEMENT INC

CRD 106613

CONCORD, NH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:aaa87732-1132-702c-71d9-789ce1a4725d

Data as of Jun 13, 2019 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 1
On other graphs: 0
Observed: Mar 28, 2012 to Jun 13, 2019
14 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $651MItem 5.F on the latest filing (2019-06-13); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $651M
Private client RAUM: $624MderivedItem 5.D individuals plus high net worth individuals
Private client share: 96%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 9
Advisory employees: 7
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 730
Individual clients: 76
High net worth clients: 139
Custody, client assets: $91.0M
SEC number: 801-50107
CRD: 106613
Filings on the tape: 14
First filed: Mar 28, 2012
Latest filed: Jun 13, 2019
Organised: Corporation, New Hampshire

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
PRESTI, BRIAN, JOSEPH	CHIEF INVESTMENT OFFICER	Na	yes	08/2018	Aug 29, 2018	Jun 13, 2019
ROWE, MARSHALL, GRIFFIN	PRESIDENT/CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER	E	yes	09/1995	Mar 28, 2012	Jun 13, 2019
CHADWICK, DIANE	CHIEF OPERATING OFFICER	Na	no	01/2015	Mar 24, 2015	Jun 13, 2019
FITTS, JAMES, ANDREW	MANAGING DIRECTOR, CHIEF PLANNING OFFICER	Na	no	01/2015	Mar 24, 2015	Jun 13, 2019
WEEKS, JOHN, FREMONT	MANAGING DIRECTOR, FAMILY WEALTH & BUSINESS TRANSITION PLANNING	Na	no	01/2015	Mar 24, 2015	Jun 13, 2019

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Mar 21, 2019	$651M	$651M	9	7	0	n/a	n/a
2017	Mar 13, 2018	$692M	$692M	9	3	0	n/a	n/a
2016	Mar 2, 2017	$532M	$532M	9	3	n/a	n/a	n/a
2015	Mar 29, 2016	$455M	$433M	9	3	n/a	n/a	n/a
2014	Mar 24, 2015	$473M	$449M	9	3	n/a	n/a	n/a
2013	Mar 27, 2014	$424M	$424M	7	2	n/a	n/a	n/a
2012	Mar 28, 2013	$250M	$250M	6	2	n/a	n/a	n/a
2011	Mar 28, 2012	$204M	$204M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$651M	$692M	-6.0%	$455M	12.6%	9	9	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
FOCUS PARTNERS WEALTH, LLC	3	Nov 14, 2019	Dec 4, 2019	CONCORD, NH	Firm absorbed	RIA to RIA	100.0%

Relationships

Controls (2)

← ROWE, MARSHALL, GRIFFINOwnerPRESIDENT/CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER, ownership code E, individual
Mar 28, 2012 to presentfactForm ADV
← PRESTI, BRIAN, JOSEPHOwnerCHIEF INVESTMENT OFFICER, ownership code NA, individual
Aug 29, 2018 to presentfactForm ADV

Owns (3)

← FITTS, JAMES, ANDREWOwnerMANAGING DIRECTOR, CHIEF PLANNING OFFICER, ownership code NA, individual
Mar 24, 2015 to presentfactForm ADV
← WEEKS, JOHN, FREMONTOwnerMANAGING DIRECTOR, FAMILY WEALTH & BUSINESS TRANSITION PLANNING, ownership code NA, individual
Mar 24, 2015 to presentfactForm ADV
← CHADWICK, DIANEOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Mar 24, 2015 to presentfactForm ADV

Moved with (1)

→ FOCUS PARTNERS WEALTH, LLCRegistered adviser3 advisors, firm absorbed, same day
Nov 14, 2019 to Dec 4, 2019factForm ADV

Registered with (7)

← BRIAN JOSEPH PRESTIAdvisorregistration: previous registration
Aug 24, 2015 to Nov 14, 2019factForm ADV
← JOHN FREMONT WEEKSAdvisorregistration: previous registration
Jun 21, 2011 to Nov 14, 2019factForm ADV
← JEBALAKSHI ANGELINE INDRIKA ARNOLDAdvisorregistration: previous registration
Feb 6, 2013 to Nov 14, 2019factForm ADV
← NEIL GERHARD BLEICKENAdvisorregistration: previous registration
Mar 4, 2015 to Jun 1, 2016factForm ADV
← STEPHEN ROBERT MURRAYAdvisorregistration: previous registration
May 2, 2008 to Aug 24, 2015factForm ADV
← CAROLYN E POMFRETAdvisorregistration: previous registration
Oct 17, 1995 to May 2, 2008factForm ADV
← MONICA ANN MCCARTHYAdvisorregistration: previous registration
May 7, 2001 to May 22, 2003factForm ADV

Dated events

Occurred
Mar 13, 2018
Regulatory AUM changed
Harvest Capital Management Inc reported RAUM $692.2M, up 30% from $531.8M (2017-11-14 to 2018-03-13)
Form ADVobserved 6 days ago
$160M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:aaa87732-1132-702c-71d9-789ce1a4725d
First observed: Mar 28, 2012
Last observed: Jun 13, 2019 88 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

HARVEST CAPITAL MANAGEMENT INC

CRD 106613

CONCORD, NH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:aaa87732-1132-702c-71d9-789ce1a4725d

Data as of Jun 13, 2019 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:09 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

PRESTI, BRIAN, JOSEPH

CHIEF INVESTMENT OFFICER

yes

08/2018

Aug 29, 2018

Jun 13, 2019

ROWE, MARSHALL, GRIFFIN

PRESIDENT/CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER

yes

09/1995

Mar 28, 2012

Jun 13, 2019

CHADWICK, DIANE

CHIEF OPERATING OFFICER

01/2015

Mar 24, 2015

Jun 13, 2019

FITTS, JAMES, ANDREW

MANAGING DIRECTOR, CHIEF PLANNING OFFICER

01/2015

Mar 24, 2015

Jun 13, 2019

WEEKS, JOHN, FREMONT

MANAGING DIRECTOR, FAMILY WEALTH & BUSINESS TRANSITION PLANNING

01/2015

Mar 24, 2015

Jun 13, 2019

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2018

Mar 21, 2019

$651M

n/a

2017

Mar 13, 2018

$692M

n/a

2016

Mar 2, 2017

$532M

n/a

2015

Mar 29, 2016

$455M

$433M

n/a

2014

Mar 24, 2015

$473M

$449M

n/a

2013

Mar 27, 2014

$424M

n/a

2012

Mar 28, 2013

$250M

n/a

2011

Mar 28, 2012

$204M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2018

$651M

$692M

-6.0%

$455M

12.6%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

FOCUS PARTNERS WEALTH, LLC

Nov 14, 2019

Dec 4, 2019

CONCORD, NH

Firm absorbed

RIA to RIA

100.0%