DFX Intelligence

D••••• M•••• J•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor36 years in industry

D••••• M•••• J•••••

Advisor at I••••••••• W••••• C••••••• L••

LONG BEACH, CA

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Search this name across graphsid dfx:ria:0e1acdcb-6e2a-012c-52cb-f0a94d789f31

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 23, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• W••••• C••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 1, 1989earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• W••••• C••••••• L••	Independent wealth	Aug 25, 2025	n/a	yes	LONG BEACH, CA	Current employment
P•• S••••••••• L••	Former SEC adviser	Jan 23, 2003	Dec 9, 2008	no	CAMPBELL, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•• S••••••••• L••	I••••••••• W••••• C••••••• L••	Dec 9, 2008	Aug 25, 2025	6,103	Firm change after gap	Other

Relationships

Registered with (2)

→ I••••••••• W••••• C••••••• L••Registered adviserregistration: current employment
Aug 25, 2025 to presentfactForm ADV
→ P•• S••••••••• L••Registered adviserregistration: previous registration
Jan 23, 2003 to Dec 9, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0e1acdcb-6e2a-012c-52cb-f0a94d789f31
First observed: Jan 23, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.