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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

PGR SOLUTIONS, LLC

CRD 119490

SAN JOSE, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7beac35b-b47b-a9a5-c13b-88218b1e5bfe

Data as of Mar 14, 2019 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 0
On other graphs: 1
Observed: Mar 9, 2012 to Mar 14, 2019
18 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

PGR Solutions, LLC

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $676MItem 5.F on the latest filing (2019-03-14); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $675M
Private client RAUM: $261MderivedItem 5.D individuals plus high net worth individuals
Private client share: 39%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 18
Advisory employees: 12
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 1,003
Individual clients: 408
High net worth clients: 73
Custody, client assets: $219M
SEC number: 801-62632
CRD: 119490
Filings on the tape: 18
First filed: Mar 9, 2012
Latest filed: Mar 14, 2019
Organised: Limited Liability Company, California

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GUTIERREZ, DANIEL, CHARLES	LLC MEMBER	B	yes	07/2002	Mar 9, 2012	Mar 14, 2019
PARSONS, JACOB, RICHARD	CEO & LLC MEMBER	B	yes	01/2013	Mar 20, 2014	Mar 14, 2019
PIHL, JOHN, WILLIAM	LLC MEMBER	B	yes	02/2002	Mar 9, 2012	Mar 14, 2019
ROBERTS, DAVID, ELVYN	LLC MEMBER	B	yes	07/2002	Mar 9, 2012	Mar 14, 2019
ROEMERS, KELLY, L.	CHIEF COMPLIANCE OFFICER, LLC MEMBER	A	yes	09/2002	Mar 9, 2012	Mar 14, 2019

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
GREGORY ALLEN PETERSON	n/a	n/a	n/a	N	no	n/a
MICHAEL L. ROBERTS	n/a	n/a	n/a	Y	no	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
EL DORADO HILLS	CA	United States	3	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Mar 14, 2019	$676M	$675M	18	12	1	n/a	n/a
2017	Mar 27, 2018	$742M	$739M	18	12	1	n/a	n/a
2016	Mar 13, 2017	$544M	$296M	16	11	n/a	n/a	n/a
2015	Mar 17, 2016	$534M	$301M	16	10	n/a	n/a	n/a
2014	Mar 18, 2015	$550M	$318M	15	9	n/a	n/a	n/a
2013	Mar 20, 2014	$345M	$133M	16	10	n/a	n/a	n/a
2012	Mar 28, 2013	$247M	$60.8M	17	10	n/a	n/a	n/a
2011	Mar 9, 2012	$308M	$0	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$676M	$742M	-8.8%	$534M	8.2%	18	18	1	1

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
STATHEROS FINANCIAL SOLUTIONS, INC.	6	Dec 31, 2019	Dec 6, 2019	SAN JOSE, CA	Firm absorbed	RIA to RIA	85.7%

Relationships

Controls (5)

← GUTIERREZ, DANIEL, CHARLESOwnerLLC MEMBER, ownership code B, individual
Mar 9, 2012 to presentfactForm ADV
← PIHL, JOHN, WILLIAMOwnerLLC MEMBER, ownership code B, individual
Mar 9, 2012 to presentfactForm ADV
← ROEMERS, KELLY, L.OwnerCHIEF COMPLIANCE OFFICER, LLC MEMBER, ownership code A, individual
Mar 9, 2012 to presentfactForm ADV
← PARSONS, JACOB, RICHARDOwnerCEO & LLC MEMBER, ownership code B, individual
Mar 20, 2014 to presentfactForm ADV
← ROBERTS, DAVID, ELVYNOwnerLLC MEMBER, ownership code B, individual
Mar 9, 2012 to presentfactForm ADV

Registered with (10)

← DANIEL CHARLES GUTIERREZAdvisorregistration: previous registration
Aug 7, 2002 to Dec 31, 2019factForm ADV
← KELLY L ROEMERSAdvisorregistration: previous registration
May 10, 2016 to Dec 31, 2019factForm ADV
← JACOB RICHARD PARSONSAdvisorregistration: previous registration
Mar 3, 2006 to Dec 31, 2019factForm ADV
← GREGORY ALLEN PETERSONAdvisorregistration: previous registration
Mar 30, 2007 to Dec 31, 2019factForm ADV
← MICHAEL LYLE ROBERTSAdvisorregistration: previous registration
Jul 3, 2008 to Dec 31, 2019factForm ADV
← DOUGLAS HARRY DAVEYAdvisorregistration: previous registration
Dec 23, 2008 to Dec 31, 2019factForm ADV
← BRYAN DANIEL GUTIERREZAdvisorregistration: previous registration
Feb 3, 2012 to Dec 31, 2019factForm ADV
← MICHAEL WALTON ROGERSAdvisorregistration: previous registration
Mar 10, 2016 to Aug 9, 2019factForm ADV
← CHRISTINE CARLTONAdvisorregistration: previous registration
Aug 7, 2006 to Nov 9, 2011factForm ADV
← DONITA MARIE JOSEPHAdvisorregistration: previous registration
Jan 23, 2003 to Dec 9, 2008factForm ADV

Moved with (1)

→ STATHEROS FINANCIAL SOLUTIONS, INC.Registered adviser6 advisors, firm absorbed, same day
Dec 31, 2019 to Dec 6, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7beac35b-b47b-a9a5-c13b-88218b1e5bfe
First observed: Mar 9, 2012
Last observed: Mar 14, 2019 91 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PGR SOLUTIONS, LLC

CRD 119490

SAN JOSE, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7beac35b-b47b-a9a5-c13b-88218b1e5bfe

Data as of Mar 14, 2019 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:31 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GUTIERREZ, DANIEL, CHARLES

LLC MEMBER

yes

07/2002

Mar 9, 2012

Mar 14, 2019

PARSONS, JACOB, RICHARD

CEO & LLC MEMBER

yes

01/2013

Mar 20, 2014

Mar 14, 2019

PIHL, JOHN, WILLIAM

LLC MEMBER

yes

02/2002

Mar 9, 2012

Mar 14, 2019

ROBERTS, DAVID, ELVYN

LLC MEMBER

yes

07/2002

Mar 9, 2012

Mar 14, 2019

ROEMERS, KELLY, L.

CHIEF COMPLIANCE OFFICER, LLC MEMBER

yes

09/2002

Mar 9, 2012

Mar 14, 2019

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

GREGORY ALLEN PETERSON

n/a

MICHAEL L. ROBERTS

n/a

City

State

Country

Employees

Also broker-dealer

EL DORADO HILLS

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2018

Mar 14, 2019

$676M

$675M

n/a

2017

Mar 27, 2018

$742M

$739M

n/a

2016

Mar 13, 2017

$544M

$296M

n/a

2015

Mar 17, 2016

$534M

$301M

n/a

2014

Mar 18, 2015

$550M

$318M

n/a

2013

Mar 20, 2014

$345M

$133M

n/a

2012

Mar 28, 2013

$247M

$60.8M

n/a

2011

Mar 9, 2012

$308M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2018

$676M

$742M

-8.8%

$534M

8.2%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

STATHEROS FINANCIAL SOLUTIONS, INC.

Dec 31, 2019

Dec 6, 2019

SAN JOSE, CA

Firm absorbed

RIA to RIA

85.7%