DFX Intelligence

B•••• A• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)10 years in industry

B•••• A• M•••••

Advisor at R•••••• J•••• • A••••••••• I•••

Kalispell, MT | SCOTTSDALE, AZ

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Search this name across graphsid dfx:ria:0e1c519f-9d08-03ec-7512-d6b8b1e1631d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jan 23, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• • A••••••••• I•••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Oct 1, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• • A••••••••• I•••	National bd RIA	May 10, 2023	n/a	yes	Kalispell, MT\|SCOTTSDALE, AZ	Current employment
P•••••• W••••• A••••••• G••••	Former SEC adviser	Jul 14, 2017	Apr 3, 2023	no	Troy, MI\|SAN RAFAEL, CA\|TROY, MI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••• W••••• A••••••• G••••	R•••••• J•••• • A••••••••• I•••	Apr 3, 2023	May 10, 2023	37	Firm change	RIA to ibd
S•••••••• I••••••••• M•••••••••	P•••••• W••••• A••••••• G••••	Jul 11, 2017	Jul 14, 2017

Relationships

Registered with (3)

→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: current employment
May 10, 2023 to presentfactForm ADV
→ P•••••• W••••• A••••••• G••••Registered adviserregistration: previous registration
Jul 14, 2017 to Apr 3, 2023factForm ADV
→ S•••••••• I••••••••• M•••••••••Registered adviserregistration: previous registration
Jan 23, 2017 to Jul 11, 2017factForm ADV

Dated events

Occurred
Apr 3, 2023
Advisor changed firm
B•••• A• M••••• left P•••••• W••••• A••••••• G•••• for R•••••• J•••• • A••••••••• I••• (registered 2023-05-10)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0e1c519f-9d08-03ec-7512-d6b8b1e1631d
First observed: Jan 23, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.