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POLARIS WEALTH ADVISORY GROUP, LLC, CRD 158718
SAN RAFAEL, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| ADVISER INVESTMENTS | MANAGING MEMBER | E | yes | 05/2022 | Jun 24, 2022 | Apr 25, 2023 |
| AI HOLDINGS GP, LLC | GENERAL PARTNER | F | yes | 12/2020 | Oct 14, 2022 | Apr 25, 2023 |
| AI INTERMEDIATE, LLC | MANAGING MEMBER | E | yes | 05/2002 | Oct 14, 2022 | Apr 25, 2023 |
| AI PARENT, LLC | MANAGING MEMBER | F | yes | 12/2020 | Oct 14, 2022 | Apr 25, 2023 |
| CLIFT, TIMOTHY, JOHN | CHIEF INVESTMENT OFFICER | Na | yes | 03/2023 | Mar 31, 2023 | Apr 25, 2023 |
| Hamilton, Matthew, Guy | Manager | F | yes | 12/2020 | Oct 14, 2022 | Apr 25, 2023 |
| JURMAN, CHELSEA, LYNN | Manager | F | yes | 12/2020 | Oct 14, 2022 | Apr 25, 2023 |
| LOWELL, JAMES, HALE | Manager | F | yes | 12/2020 | Oct 14, 2022 | Apr 25, 2023 |
| SP-AI HOLDINGS, L.P. | MANAGING MEMBER | F | yes | 12/2020 | Oct 14, 2022 | Apr 25, 2023 |
| SUMMIT MASTER COMPANY, LLC | GENERAL PARTNER | F | yes | 12/2020 | Oct 14, 2022 | Apr 25, 2023 |
| SUMMIT PARTNERS GE X, LP | GENERAL PARTNER | F | yes | 12/2020 | Oct 14, 2022 | Apr 25, 2023 |
| SUMMIT PARTNERS GROWTH EQUITY FUND X-A, L.P. | LIMITED PARTNER | C | yes | 12/2020 | Oct 14, 2022 | Apr 25, 2023 |
| SUMMIT PARTNERS, L.P. | GENERAL PARTNER | F | yes | 12/2020 | Oct 14, 2022 | Apr 25, 2023 |
| THOM, CHRISTOPHER, BRIAN | President | Na | yes | 02/2023 | Mar 31, 2023 | Apr 25, 2023 |
| WIENER, DANIEL, PHILIP | Manager | F | yes | 12/2020 | Oct 14, 2022 | Apr 25, 2023 |
| WITBECK, JEREMY, DEE | SENIOR VICE PRESIDENT | Na | yes | 12/2021 | Mar 26, 2018 | Apr 25, 2023 |
| Yadlapati, Vamsi, Krishna | Manager | F | yes | 12/2020 | Oct 14, 2022 | Apr 25, 2023 |
| GALLOWAY, PETER, P | CHIEF COMPLIANCE OFFICER | Na | no | 02/2023 | Feb 15, 2023 | Apr 25, 2023 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| ADVISER INVESTMENTS LLC | n/a | Independent wealth | $20B | Y | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| COSTA MESA | CA | United States | 3 | no |
| Chicago | IL | United States | 3 | no |
| Houston | TX | United States | 3 | no |
| Southlake | TX | United States | 3 | no |
| Troy | Mi | United States | 2 | no |
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2022 | Mar 31, 2023 | $1.5B | $1.5B | 36 | 27 | 7 | n/a | n/a |
| 2021 | Feb 11, 2022 | $2.0B | $1.9B | 22 | 20 | 7 | n/a | n/a |
| 2020 | Feb 9, 2021 | $1.5B | $1.5B | 21 | 19 | 6 | n/a | n/a |
| 2019 | Feb 24, 2020 | $2.0B | $1.9B | 35 | 30 | 10 | n/a | n/a |
| 2018 | Mar 6, 2019 | $1.6B | $1.5B | 34 | 29 | 6 | n/a | n/a |
| 2017 | Mar 26, 2018 | $1.5B | $1.4B | 35 | 22 | 4 | n/a | n/a |
| 2016 | Mar 23, 2017 | $1.1B | $1.1B | 33 | 21 | n/a | n/a | n/a |
| 2015 | Mar 30, 2016 | $976M | $931M | 24 | 16 | n/a | n/a | n/a |
| 2014 | Mar 31, 2015 | $519M | $517M | 15 | 9 | n/a | n/a | n/a |
| 2013 | Feb 24, 2014 | $425M | $424M | 14 | 9 | n/a | n/a | n/a |
| 2012 | Feb 28, 2013 | $15.9M | $15.8M | 10 | 5 | n/a | n/a | n/a |
| 2011 | Mar 29, 2012 | $0 | $0 | n/a | n/a | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2022 | $1.5B | $2.0B | -23.1% | $2.0B | -8.3% | 36 | 22 | 7 | 7 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| RWA WEALTH PARTNERS | 8 | Nov 7, 2023 | Nov 3, 2023 | SAN RAFAEL, CA | Team lift out | RIA to RIA | 33.3% |
| RWA WEALTH PARTNERS | 3 | Nov 7, 2023 | Nov 18, 2024 | TROY, MI | Team lift out | RIA to RIA | 12.5% |
| RWA WEALTH PARTNERS | 2 | Nov 7, 2023 | Aug 28, 2024 | ADDISON, TX | Team lift out | RIA to RIA | 8.3% |
| RWA WEALTH PARTNERS | 3 | Nov 6, 2023 | Nov 3, 2023 | CHICAGO, IL | Team lift out | RIA to RIA | 12.0% |
| POLARIS GREYSTONE ADVISORY GROUP, LLC | 3 | Aug 6, 2020 | Sep 17, 2020 | TROY, MI | Team lift out | Other | 13.0% |
| GREYSTONE FINANCIAL GROUP, LLC | 2 | Aug 6, 2020 | Mar 20, 2023 | TROY, MI | Team lift out | RIA to new firm | 8.7% |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| POLARIS GREYSTONE ADVISORY GROUP, LLC | 3 | Dec 31, 2016 | Nov 17, 2016 | TROY, MI | Firm absorbed | Other | 100.0% |
| POLARIS EQUITY MANAGEMENT, INC. | 3 | Jul 25, 2016 | Apr 17, 2015 | SAN RAFAEL, CA | Firm absorbed | Other | 75.0% |
| GREYSTONE FINANCIAL GROUP, INC. | 2 | Dec 31, 2015 | Dec 7, 2015 | TROY, MI | Team lift out | Other | 33.3% |
| POLARIS EQUITY MANAGEMENT, INC. | 2 | Feb 4, 2015 | Oct 15, 2012 | SAN RAFAEL, CA | Team lift out | Other | 33.3% |