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Advisor at MAINSAIL FINANCIAL GROUP
BELLEVUE, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MAINSAIL FINANCIAL GROUP | Independent wealth | Feb 22, 2024 | n/a | yes | BELLEVUE, WA | Current employment |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Jun 29, 2023 | Feb 14, 2024 | no | TACOMA, WA|BELLEVUE, WA | Previous registration |
| CETERA ADVISOR NETWORKS LLC | Former SEC adviser | Aug 12, 2021 | Jun 29, 2023 | no | BELLEVUE, WA|TACOMA, WA|Bellevue, WA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | May 4, 2018 | Aug 5, 2021 | no | HAYDEN LAKE, ID|BOISE, ID|SPOKANE, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | MAINSAIL FINANCIAL GROUP | Feb 14, 2024 | Feb 22, 2024 | 8 | Firm change | Ibd to RIA |
| CETERA ADVISOR NETWORKS LLC | CETERA INVESTMENT ADVISERS LLC | Jun 29, 2023 | Jun 29, 2023 | 0 | Bulk transfer | Ibd to ibd |
| WELLS FARGO ADVISORS | CETERA ADVISOR NETWORKS LLC | Aug 5, 2021 | Aug 12, 2021 | 7 | Firm change | Wirehouse to ibd |